0001127602-13-028400.txt : 20131002
0001127602-13-028400.hdr.sgml : 20131002
20131002155609
ACCESSION NUMBER: 0001127602-13-028400
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131001
FILED AS OF DATE: 20131002
DATE AS OF CHANGE: 20131002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 200
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIAMS CLARA R
CENTRAL INDEX KEY: 0001247996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 131130182
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-10-01
0000789933
NACCO INDUSTRIES INC
NC
0001247996
WILLIAMS CLARA R
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
44124
1
Member of a group
Class A Common Stock
2013-10-01
4
A
0
297
A
3546
I
By Spouse
Class A Common Stock
12257
I
By Assoc II
Class A Common Stock
11008
I
by RAIV (A)
Class A Common Stock
45641
I
By Trust
Class A Common Stock
6537
I
By AssocII/Spouse
Class A Common Stock
9179
I
By AssocII/Daughter 2
Class A Common Stock
722
I
By Trust/Child2
Class A Common Stock
7804
I
By Assoc II/Daughter
Class A Common Stock
2097
I
Trust/Child1
Class B Common Stock
Class A Common Stock
69458
69458
I
By RAI
Class B Common Stock
Class A Common Stock
30818
30818
I
by RAIV B
Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
N/A
By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate limited partnership interest in shares held by rankin Associates II, L.P.
Held by trust for the benefit of Reporting Person.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, Reporting Person's spouse is Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
RAI-Represents Reporting Person's limited partnership interest in shares held by Rankin Associates I, L.P.
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/ Jesse L. Adkins, attorney-in-fact
2013-10-02