0001127602-13-025396.txt : 20130816
0001127602-13-025396.hdr.sgml : 20130816
20130816160749
ACCESSION NUMBER: 0001127602-13-025396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130814
FILED AS OF DATE: 20130816
DATE AS OF CHANGE: 20130816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 200
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL
CENTRAL INDEX KEY: 0000904532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 131045413
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-08-14
0000789933
NACCO INDUSTRIES INC
NC
0000904532
RANKIN ALFRED M ET AL
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
CLEVELAND
OH
44124
1
1
1
CEO
Group Member
Class A Common Stock
2013-08-14
5
G
0
E
28700
D
0
I
AMR/Trust (Unitrust)
Class A Common Stock
14160
I
AMR - IRA
Class A Common Stock
753
I
AMR - RAII
Class A Common Stock
369
I
AMR - RAIV
Class A Common Stock
1975
I
AMR - RMI (Delaware)
Class A Common Stock
27008
I
AMR - Trust2 (SR)
Class A Common Stock
18400
I
AMR - Trust3 (Grandchildren)
Class A Common Stock
30000
I
AMR JR 2012 GRAT(A)
Class A Common Stock
226470
I
AMR Main Trust(A)
Class A Common Stock
6
I
AMR RAIV GP
Class A Common Stock
29379
I
BTR - RAII
Class A Common Stock
15705
I
BTR - RAIV
Class A Common Stock
740
I
BTR - Class A Trust
Class A Common Stock
705
I
CTR - Trust
Class A Common Stock
2116
I
VGR - RAII
Class A Common Stock
21006
I
VGR - Trust
Class A Common Stock
0
I
By GRAT2011
Class B Common Stock
Class A Common Stock
14322
14322
I
AMR-RAI/B
Class B Common Stock
0
Class A Common Stock
1035
1035
I
AMR - RAIV
Class B Common Stock
Class A Common Stock
40890
40890
I
AMR JR 2012 GRAT(B)
Class B Common Stock
Class A Common Stock
22162
22162
I
AMR - Trust - B
Class B Common Stock
Class A Common Stock
19
19
I
AMR RAIV - GP
Class B Common Stock
0
Class A Common Stock
43969
43969
I
BTR - RAIV
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person serves as trustee of BTR 2012 GST for the benefit of Clara Williams
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Helen R. Butler
Class B Common Stock
0
Class A Common Stock
61768
61768
I
BTR RAI/B
Class B Common Stock
0
Class A Common Stock
0
0
I
By GRAT2011
N/A
Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic
ial ownership of all such shares.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene
ficial ownership of all such shares.
Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
GRAT2012-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust.
Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
(BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic
ial ownership of all such shares.
GRAT2011-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/ John D. Neumann, attorney-in-fact
2013-08-15
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the
undersigned hereby constitutes and appoints
Suzanne S. Taylor, John D. Neumann,
Jesse Adkins, and Eric Orsic,
and each of them, as the true and
lawful attorney or attorneys-in-fact,
with full power of substitution
and revocation, for the undersigned and
in the name, place and stead of the
undersigned, in any and all
capacities, to execute, on behalf
of the undersigned, any and all statements
or reports under Section 16 of
the Securities Exchange Act of 1934,
as amended, with respect to the beneficial
ownership of shares of Class
A Common Stock, par value $1.00 per share,
of NACCO Industries, Inc. (the "Company")
and Class B Common Stock, par value
$1.00 per share, of the Company,
including, without limitation, all initial
statements of beneficial ownership on Form 3,
all statements of changes of beneficial
ownership on Form 4 and all annual
statements of beneficial
ownership on Form 5 and any and all other
documents that may be required, from time
to time, to be filed
with the Securities and Exchange Commission,
to execute any and all amendments or
supplements to any such statements
or forms, and to file the same, with
all exhibits thereto, and other documents in
connection therewith, with the Securities
and Exchange Commission, granting to said
attorney or attorneys-in-fact, and each of
them, full power and authority to do so
and perform each and every act and
thing requisite and necessary to be done
in and about the premises, as fully to all
intents and purposes as the undersigned might
or could do in person, hereby
ratifying and confirming all that said attorney
or attorneys-in-fact or any of them or
their substitute or substitutes, may lawfully
do or cause to be done by virtue hereof.
Alfred M. Rankin, Jr.
Rankin Associates I, L.P.
(f/k/a CTR Family Associates, L.P.);
Rankin Associates II, L.P.; and
Rankin Associates IV, L.P.
By: Alfred M. Rankin, Jr., as General Partner
Rankin Management, Inc.
By: Alfred M. Rankin, Jr., as President
The Trust created under the Agreement,
dated September 28, 2000, as
supplemented, amended and restated,
between Alfred M. Rankin, Jr.,
as trustee, and Alfred M. Rankin, Jr.,
for the benefit of Alfred M. Rankin, Jr.;
The Trust created under the Agreement,
dated September 28, 2000,
between Alfred M. Rankin, Jr., as trustee,
and Bruce T. Rankin,
for the benefit of Bruce T. Rankin;
The Trust created under the Agreement,
dated January 1, 1977,
between PNC Bank, as Co?
Trustee, Alfred M. Rankin, Jr., as Co-Trustee,
and Clara L. T. Rankin,
for the benefit of Clara
L. T. Rankin;
Alfred M. Rankin, Jr.'s 2011 Grantor
Retained Annuity Trust; and
Alfred M. Rankin, Jr. 2012 Retained Annuity Trust
By: Alfred M. Rankin, Jr., as Trustee
Alfred M. Rankin Jr. Roth IRA