0001127602-13-021293.txt : 20130627
0001127602-13-021293.hdr.sgml : 20130627
20130627182044
ACCESSION NUMBER: 0001127602-13-021293
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130626
FILED AS OF DATE: 20130627
DATE AS OF CHANGE: 20130627
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
STREET 2: SUITE 200
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4402295123
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN VICTOIRE G
CENTRAL INDEX KEY: 0001247947
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 13938546
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-06-26
0000789933
NACCO INDUSTRIES INC
NC
0001247947
RANKIN VICTOIRE G
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS
OH
1
Member of a Group
Class A Common Stock
28700
I
AMR - (Unitrust)
Class A Common Stock
14160
I
AMR - IRA
Class A Common Stock
226470
I
AMR - Main Trust - A
Class A Common Stock
753
I
AMR - RAII
Class A Common Stock
369
I
AMR - RAIV
Class A Common Stock
1975
I
AMR - RMI (Delaware)
Class A Common Stock
18400
I
AMR - Trust3 (GC)
Class A Common Stock
30000
I
By Spouse/GRAT2012
Class A Common Stock
6
I
AMR-RAIV-GP
Class A Common Stock
29379
I
BTR - RAII
Class A Common Stock
15705
I
BTR - RAIV
Class A Common Stock
740
I
BTR-Class A Trust
Class A Common Stock
27008
I
By Spouse/Trust 2 (Sr.)
Class A Common Stock
705
I
CTR - Trust (A)
Class A Common Stock
2116
I
VGR - RAII
Class A Common Stock
21006
I
VGR - Trust
Class B Common Stock
2013-06-26
4
J
0
19110
A
Class A Common Stock
19110
22162
I
AMR Trust-B
Class B Common Stock
2013-06-26
4
J
0
19110
D
Class A Common Stock
19110
40890
I
By Spouse/GRAT2012
Class B Common Stock
0
Class A Common Stock
14322
14322
I
AMR - RAI (B)
Class B Common Stock
0
Class A Common Stock
1035
1035
I
AMR - RAIV (B)
Class B Common Stock
Class A Common Stock
19
19
I
AMR-RAIV-GP
Class B Common Stock
0
Class A Common Stock
43969
43969
I
BTR - BTrust - RAIV
Class B Common Stock
0
Class A Common Stock
61768
61768
I
BTR - RAI (B)
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Clara Williams
Class B Common Stock
Class A Common Stock
5143
5143
I
Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Helen Butler
Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaim
s beneficial ownership of all such shares.
Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial
ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting P
erson disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
GRAT2012-Reporting Person's spouse serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust.
BTR RA2-Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d
isclaims beneficial ownership of all such shares.
Reporting Person's Spouse serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims bene
ficial ownershp of all such shares .
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
N/A
Shares transferred from Reporting Person's spouse's GRAT into his Main Trust per the terms of the GRAT.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene
ficial ownership of all such shares.
Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R
eporting Person disclaims beneficial ownership of all such shares.
represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership.
Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/ John D. Neumann, attorney-in-fact
2013-06-27
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the
undersigned hereby constitutes and appoints
Suzanne S. Taylor, John D. Neumann,
Jesse Adkins, and Eric Orsic,
and each of them, as the true and
lawful attorney or attorneys-in-fact,
with full power of substitution
and revocation, for the undersigned and
in the name, place and stead of the
undersigned, in any and all
capacities, to execute, on behalf
of the undersigned, any and all statements
or reports under Section 16 of
the Securities Exchange Act of 1934,
as amended, with respect to the beneficial
ownership of shares of Class
A Common Stock, par value $1.00 per share,
of NACCO Industries, Inc. (the "Company")
and Class B Common Stock, par value
$1.00 per share, of the Company,
including, without limitation, all initial
statements of beneficial ownership on Form 3,
all statements of changes of beneficial
ownership on Form 4 and all annual
statements of beneficial
ownership on Form 5 and any and all other
documents that may be required, from time
to time, to be filed
with the Securities and Exchange Commission,
to execute any and all amendments or
supplements to any such statements
or forms, and to file the same, with
all exhibits thereto, and other documents in
connection therewith, with the Securities
and Exchange Commission, granting to said
attorney or attorneys-in-fact, and each of
them, full power and authority to do so
and perform each and every act and
thing requisite and necessary to be done
in and about the premises, as fully to all
intents and purposes as the undersigned might
or could do in person, hereby
ratifying and confirming all that said attorney
or attorneys-in-fact or any of them or
their substitute or substitutes, may lawfully
do or cause to be done by virtue hereof.
Victoire G. Rankin
The Trust created under the Agreement,
dated September 28, 2000, as supplemented,
amended and restated, between
Victoire G. Rankin, as trustee,
and Victoire G. Rankin,
for the benefit of Victoire G. Rankin
By : Victoire Rankin, as Trustee
Name:
Victoire G. Rankin
Date:
Address: