0001127602-13-012362.txt : 20130329 0001127602-13-012362.hdr.sgml : 20130329 20130329151020 ACCESSION NUMBER: 0001127602-13-012362 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130329 DATE AS OF CHANGE: 20130329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CORBIN CENTRAL INDEX KEY: 0001247943 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 13727602 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4402295123 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 5/A 1 form5a.xml PRIMARY DOCUMENT X0306 5/A 2012-12-31 2013-02-14 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247943 RANKIN CORBIN NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2012-09-13 5 G 0 189 0 A 9420 I By Assoc II/Son 1 Class A Common Stock 2013-02-11 5 G 0 65 0 D 8509 I By Trust (Son1) Class A Common Stock 2012-09-13 5 G 0 189 0 A 9420 I By Assoc II/Son 1 Class A Common Stock 2012-09-13 5 G 0 189 0 D 36839 I By Assoc II/Spouse Class A Common Stock 2012-09-13 5 G 0 378 0 D 36839 I By Assoc II/Spouse Class A Common Stock 2012-09-13 5 G 0 119 0 A 53039 I By Spouse/Trust Class A Common Stock 3622 D Class A Common Stock 1843 I By Assoc II Class A Common Stock 22385 I By Spouse Class A Common Stock 1975 I By Spouse Class A Common Stock 6 I By Spouse (GP) Class B Common Stock 2012-12-31 5 G 0 5143 0 A Class A Common Stock 5143 5143 I Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of James Rankin Class B Common Stock 2012-12-31 5 G 0 5143 0 A Class A Common Stock 5143 5143 I Reporting person's spouse serves as trustee of BTR 2012 GST for Matthew Rankin Class B Common Stock 2012-12-31 5 G 0 5143 0 A Class A Common Stock 5143 5143 I Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Thomas P Rankin Class B Common Stock Class A Common Stock 62670 62670 I By Spouse/RAIV(B) Class B Common Stock 0 Class A Common Stock 35312 35312 I By Assoc I/Spouse Class B Common Stock 0 Class A Common Stock 19 19 I By Spouse (GP) Class B Common Stock 0 Class A Common Stock 92873 92873 I By Spouse/Trust Represents the Reporting Person's son's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the son. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person's spouse is Trustee for the benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Reporting Person disclaims benefici al ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- GP. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares. N/A Represents the Reporting Person's Spouse's proportionate limited parternship interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. /s/ John D. Neumann, attorney-in-fact 2013-03-25 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Charles A. Bittenbender, Suzanne S. Taylor, Mary D. Maloney, John D. Neumann and Thomas C. Daniels, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $0.01 per share, of NACCO Industries, Inc. (the "Company") and Class B Common Stock, par value $0.01 per share, of the Company, including without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Corbin Rankin 20 12 Corbin K. Rankin Trust By: Corbin K. Rankin, as Trustee Name: Corbin Rankin Date: Address: