0001127602-13-006139.txt : 20130214 0001127602-13-006139.hdr.sgml : 20130214 20130214152848 ACCESSION NUMBER: 0001127602-13-006139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130213 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN VICTOIRE G CENTRAL INDEX KEY: 0001247947 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 13612911 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-13 0000789933 NACCO INDUSTRIES INC NC 0001247947 RANKIN VICTOIRE G NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 1 Member of a Group Class A Common Stock 2013-02-08 5 J 0 E 37354 D 0 I By Spouse/GRAT2011 Class A Common Stock 2013-02-08 5 J 0 E 37354 A 165485 I AMR - Main Trust - A Class A Common Stock 2013-02-13 4 A 0 60985 0 A 226470 I AMR - Main Trust - A Class A Common Stock 30000 I By Spouse/GRAT2012 Class A Common Stock 29370 I AMR - (Unitrust) Class A Common Stock 14160 I AMR - IRA Class A Common Stock 753 I AMR - RAII Class A Common Stock 369 I AMR - RAIV Class A Common Stock 1975 I AMR - RMI (Delaware) Class A Common Stock 18400 I AMR - Trust3 (GC) Class A Common Stock 0 I AMR - Trust4 (Charities) Class A Common Stock 0 I AMR 2009A GRAT - RAII Class A Common Stock 6 I AMR-RAIV-GP Class A Common Stock 29379 I BTR - RAII Class A Common Stock 15705 I BTR - RAIV Class A Common Stock 0 I BTR 2009 GRAT - RAII Class A Common Stock 0 I BTR-2010GRAT-RAII Class A Common Stock 740 I BTR-Class A Trust Class A Common Stock 27008 I By Spouse/Trust 2 (Sr.) Class A Common Stock 0 I CTR - RAIV (A) Class A Common Stock 630 I CTR - Trust (A) Class A Common Stock 0 I CTR 2009A GRAT Class A Common Stock 0 I CTR 2009B GRAT - RAIV(A) Class A Common Stock 2116 I VGR - RAII Class A Common Stock 21006 I VGR - Trust Class B Common Stock 0 2013-02-08 5 G 0 E 18966 D Class A Common Stock 18966 31034 I By Spouse/(B)GRAT2011 Class B Common Stock 0 2013-02-08 5 G 0 E 18966 D Class A Common Stock 18966 12068 I By Spouse/(B)GRAT2011 Class B Common Stock 2013-02-08 5 J 0 E 12068 A Class A Common Stock 12068 15120 I AMR Trust-B Class B Common Stock 0 2013-02-08 5 J 0 E 12068 D Class A Common Stock 12068 0 I By Spouse/(B)GRAT2011 Class B Common Stock 0 Class A Common Stock 2254 2254 I AMR - RAI (B) Class B Common Stock 0 Class A Common Stock 1035 1035 I AMR - RAIV (B) Class B Common Stock Class A Common Stock 60000 60000 I By Spouse/GRAT2012 Class B Common Stock 0 Class A Common Stock 0 0 I AMR 2009B GRAT - RAI Class B Common Stock 0 Class A Common Stock 0 0 I AMR 2009B GRAT (B) Class B Common Stock Class A Common Stock 0 0 I AMR GRAT2010B-RAI Class B Common Stock Class A Common Stock 19 19 I AMR-RAIV-GP Class B Common Stock 0 Class A Common Stock 43969 43969 I BTR - BTrust - RAIV Class B Common Stock 0 Class A Common Stock 61768 61768 I BTR - RAI (B) Class B Common Stock Class A Common Stock 5143 5143 I Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Clara Williams Class B Common Stock Class A Common Stock 5143 5143 I Reporting Person's spouse serves as trustee of BTR 2012 GST for the benefit of Helen Butler Shares transferred from Reporting Person's spouse's GRAT into his Main Trust per the terms of the GRAT. N/A GRAT2011-Reporting Person's spouse serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares. Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compens ation Plan. GRAT2012-Reporting Person's spouse serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust. Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaim s beneficial ownership of all such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting P erson disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares. Reporting Person's spouse serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. BTR RA2-Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares. BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares. Reporting Person's Spouse serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims bene ficial ownershp of all such shares . Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene ficial ownership of all such shares. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares. represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership. No conversion or exercise occurred at this time . Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ John D. Neumann, attorney-in-fact 2013-02-14 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Suzanne S. Taylor, John D. Neumann, Jesse Adkins, and Eric Orsic, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $1.00 per share, of NACCO Industries, Inc. (the "Company") and Class B Common Stock, par value $1.00 per share, of the Company, including, without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Victoire G. Rankin The Trust created under the Agreement, dated September 28, 2000, as supplemented, amended and restated, between Victoire G. Rankin, as trustee, and Victoire G. Rankin, for the benefit of Victoire G. Rankin By : Victoire Rankin, as Trustee Name: Victoire G. Rankin Date: Address: