0001127602-13-006048.txt : 20130214
0001127602-13-006048.hdr.sgml : 20130214
20130214132959
ACCESSION NUMBER: 0001127602-13-006048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130213
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUTLER JOHN C JR
CENTRAL INDEX KEY: 0001247860
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 13610339
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-02-13
0000789933
NACCO INDUSTRIES INC
NC
0001247860
BUTLER JOHN C JR
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 300
MAYFIELD HEIGHTS
OH
44124
1
1
VP-Corp Dev and Treasurer
Member of a Group
Class A Common Stock
2013-02-13
4
A
0
11492
0
A
28754
I
By Trust
Class A Common Stock
7650
I
By RAII/Child 1
Class A Common Stock
2252
I
By Trust-Child 1
Class A Common Stock
7806
I
By RAII/Child 2
Class A Common Stock
2097
I
By Trust-Child 2
Class A Common Stock
12257
I
By RAII/Spouse
Class A Common Stock
11008
I
to spouse by RAIV (A)
Class A Common Stock
45641
I
By Spouse/Trust
Class A Common Stock
2800
I
By IRA
Class A Common Stock
7272
I
By RAII
Class B Common Stock
2013-02-08
5
G
0
E
18966
A
Class A Common Stock
18966
69458
I
By Spouse/RAI
Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
Reporting Person serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust.
Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
N/A
Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.-------
"Remark on Insider relationship to Issuer" As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/ John D. Neumann, attorney-in-fact
2013-02-13
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that the
undersigned hereby constitutes and appoints
Suzanne S. Taylor, John D. Neumann,
Jesse Adkins, and Eric Orsic,
and each of them, as the true and
lawful attorney or attorneys-in-fact,
with full power of substitution
and revocation, for the undersigned and
in the name, place and stead of the
undersigned, in any and all
capacities, to execute, on behalf
of the undersigned, any and all statements
or reports under Section 16 of
the Securities Exchange Act of 1934,
as amended, with respect to the beneficial
ownership of shares of Class
A Common Stock, par value $1.00 per share,
of NACCO Industries, Inc. (the "Company")
and Class B Common Stock, par value
$1.00 per share, of the Company,
including, without limitation, all initial
statements of beneficial ownership on Form 3,
all statements of changes of beneficial
ownership on Form 4 and all annual
statements of beneficial
ownership on Form 5 and any and all other
documents that may be required, from time
to time, to be filed
with the Securities and Exchange Commission,
to execute any and all amendments or
supplements to any such statements
or forms, and to file the same, with
all exhibits thereto, and other documents in
connection therewith, with the Securities
and Exchange Commission, granting to said
attorney or attorneys-in-fact, and each of
them, full power and authority to do so
and perform each and every act and
thing requisite and necessary to be done
in and about the premises, as fully to all
intents and purposes as the undersigned might
or could do in person, hereby
ratifying and confirming all that said attorney
or attorneys-in-fact or any of them or
their substitute or substitutes, may lawfully
do or cause to be done by virtue hereof.
John C. Butler, Jr.
Trust created by the Agreement, dated
June 17, 1999, between John C. Butler, Jr.,
as trustee, and John C . Butler, Jr., creating
a trust for the benefit of John C. Butler, Jr.;
Clara Rankin Butler 2002 Trust, dated November 5, 2002;
and Griffin Bedwell Butler 2002 Trust,
dated November 5, 2002
By: John C. Butler, Jr., as Trustee
Clara Rankin Butler (by John C. Butler, Jr.,
as Custodian); and Griffin B. Butler
(by John C. Butler , Jr., as Custodian)
By: John C. Butler , Jr., as Custodian
John C. Butl er, Jr.Roth IRA
By: John C. Butler, Jr.
Name :
John C. Butler, Jr.
Date:
Address: