0001127602-13-006044.txt : 20130214 0001127602-13-006044.hdr.sgml : 20130214 20130214131017 ACCESSION NUMBER: 0001127602-13-006044 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 13610040 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2012-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247952 RANKIN CLAIBORNE R NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 NMHG Dir and Group Member Class A Common Stock 2012-09-13 5 G 0 119 0 A 26411 I By Trust Class A Common Stock 2012-09-13 5 G 0 189 0 D 39839 I By Assoc II Class A Common Stock 2012-09-13 5 G 0 189 0 A 12952 I By Assoc II/Daughter Class A Common Stock 2012-09-13 5 G 0 189 0 D 39650 I By Assoc II Class A Common Stock 2012-09-13 5 G 0 189 0 A 9952 I By Assoc II/Son Class A Common Stock 2012-09-13 5 G 0 189 0 D 39461 I By Assoc II Class A Common Stock 2012-09-13 5 G 0 189 0 A 13141 I By Assoc II/Daughter Class A Common Stock 2012-09-13 5 G 0 189 0 A 39272 I By Assoc II Class A Common Stock 2012-09-13 5 G 0 189 0 A 10141 I By Assoc II/Son Class A Common Stock 2012-09-13 5 G 0 189 0 A 39461 I By Assoc II Class A Common Stock 2116 I By Assoc II/Spouse Class A Common Stock 2783 I By Spouse/Trust Class A Common Stock 6 I By GP Class A Common Stock 22385 I By RA4 Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 10027 I By Trust (Son) Class A Common Stock 5272 I By Trust (Daughter) Class B Common Stock 2012-12-31 5 G 0 5143 0 A Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Julia R. Kuipers Class B Common Stock 2012-12-31 5 G 0 5143 0 A Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Clairborne Rankin, Jr. Class B Common Stock 2012-12-31 5 G 0 5143 0 A Class A Common Stock 5143 5143 I Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Chloe R. Seelbach Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares. GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares. N/A "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ John D. Neumann, attorney-in-fact 2013-01-14 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Charles A. Bittenbender, Suzanne S. Taylor, Mary D. Maloney, John D. Neumann and Thomas C. Daniels, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $0.01 per share, of NACCO Industries, Inc. (the "Company") and Class B Common Stock, par value $0.01 per share, of the Company, including without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. Claiborne R. Rankin The Trust created under the Agreement, dated June 22, 1971, as supplemented, amended and restated, between Claiborne R. Rankin, as trustee, and Claiborne R. Rankin, creating a trust for the benefit of Claiborne R. Rankin By: Claiborne R. Rankin, as Trustee Claiborne R. Rankin, Jr. Revocable Trust dated August 25, 2000; and Trust created by the Agreement, dated December 21 , 2004, between Claiborne R. Rankin, as trustee, and Julia L. Rankin , creating a trust for the benefit of Julia L. Rankin By: Claiborne R. Rankin, as Co-Trustee Name: Claiborne R . Rankin Date: