0001127602-13-000660.txt : 20130103 0001127602-13-000660.hdr.sgml : 20130103 20130103154022 ACCESSION NUMBER: 0001127602-13-000660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121228 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAPLIN BEATRICE B CENTRAL INDEX KEY: 0001247972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 13506399 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-12-28 0000789933 NACCO INDUSTRIES INC NC 0001247972 TAPLIN BEATRICE B NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2012-12-28 4 J 0 31500 0 D 91640 I By Marital Trust/PNC Class A Common Stock 2012-12-28 4 J 0 31500 0 A 31500 I Shares held in Trust: 2012 Taplin Annuity Trust #2 Class A Common Stock 2012-09-10 5 J 0 E 23250 109.815 A 153073 I BBT/Wells Fargo Trust Class A Common Stock 2012-09-10 5 J 0 E 23250 109.815 D 40750 I Taplin Annuity Trust#1 Class A Common Stock 5250 I By Trust/GC#5 Class A Common Stock 5250 I By Trust/GC#4 Class A Common Stock 5250 I By Trust/GC#1 Class A Common Stock 5250 I By Trust/GC#2 Class A Common Stock 5250 I By Trust/GC#3 Class B Common Stock 0 Class A Common Stock 310000 310000 I By Marital Trust Class B Common Stock 0 Class A Common Stock 27310 27310 I By Trust Transfer from one trust to another Shares represent the Thomas E. Taplin Marital Trust FBO Beatrice B. Taplin under Agreement dated 1/21/1966 as amended and restated between Thomas E. Taplin and National City Bank. National City Bank and Beatrice B. Taplin, Trustees. Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin. Shares held in Trust: 2011 Taplin Annuity Trust #1. Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficially ownership of all such shares. N/A "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2013-01-03