0001127602-12-027541.txt : 20121001
0001127602-12-027541.hdr.sgml : 20121001
20121001164341
ACCESSION NUMBER: 0001127602-12-027541
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120622
FILED AS OF DATE: 20121001
DATE AS OF CHANGE: 20121001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN VICTOIRE G
CENTRAL INDEX KEY: 0001247947
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 121120381
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0306
4/A
2012-06-22
2012-08-31
0000789933
NACCO INDUSTRIES INC
NC
0001247947
RANKIN VICTOIRE G
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 300
MAYFIELD HEIGHTS
OH
1
Member of a Group
Class A Common Stock
2012-06-22
5
J
0
E
30000
0
A
30000
I
By Spouse/GRAT2012
Class A Common Stock
2012-06-22
5
J
0
E
30000
0
D
141440
I
AMR - Main Trust - A
Class A Common Stock
2012-06-22
5
G
0
E
12500
0
D
128940
I
AMR - Main Trust - A
Class A Common Stock
2012-06-22
5
G
0
E
22016
0
D
369
I
AMR - RAIV
Class A Common Stock
2012-08-30
4
J
0
630
0
D
29370
I
AMR - (Unitrust)
Class A Common Stock
2012-08-30
4
J
0
630
0
A
630
I
CTR - Trust (A)
Class A Common Stock
37354
I
By Spouse/GRAT2011
Class A Common Stock
14160
I
AMR - IRA
Class A Common Stock
1975
I
AMR - RMI (Delaware)
Class A Common Stock
18400
I
AMR - Trust3 (GC)
Class A Common Stock
6
I
AMR-RAIV-GP
Class A Common Stock
31269
I
BTR - RAII
Class A Common Stock
15705
I
BTR - RAIV
Class A Common Stock
621
I
BTR-Class A Trust
Class A Common Stock
27008
I
By Spouse/Trust 2 (Sr.)
Class A Common Stock
2116
I
VGR - RAII
Class A Common Stock
21006
I
VGR - Trust
Class A Common Stock
2265
I
AMR - RAII
Class B Common Stock
2012-06-22
4
J
0
60000
0
D
Class A Common Stock
60000
3052
I
AMR Trust-B
Class B Common Stock
2012-06-22
4
J
0
60000
0
A
Class A Common Stock
60000
60000
I
By Spouse/GRAT2012
Class B Common Stock
0
2012-06-22
5
G
0
E
61636
0
D
Class A Common Stock
61636
1035
I
AMR - RAIV (B)
Class B Common Stock
0
2012-06-22
5
G
0
E
40000
0
D
Class A Common Stock
40000
2254
I
AMR - RAI (B)
Class B Common Stock
0
Class A Common Stock
50000
50000
I
By Spouse/(B)GRAT2011
Class B Common Stock
Class A Common Stock
19
19
I
AMR-RAIV-GP
Class B Common Stock
0
Class A Common Stock
43969
43969
I
BTR - BTrust - RAIV
Class B Common Stock
0
Class A Common Stock
113198
113198
I
BTR - RAI (B)
Shares transferred between main trust and GRAT.
GRAT2012-Reporting Person's spouse serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaim
s beneficial ownership of all such shares.
Reporting Person's Spouse serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims bene
ficial ownershp of all such shares .
GRAT2011-Reporting Person's spouse serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.
Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial
ownership of all such shares.
Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting P
erson disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares.
BTR RA2-Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of Bruce T Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d
isclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
N/A
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene
ficial ownership of all such shares.
represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership.
Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R
eporting Person disclaims beneficial ownership of all such shares.
Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates IV. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/Suzanne S. Taylor, attorney-in-fact
2012-10-01