0001127602-12-026349.txt : 20120914 0001127602-12-026349.hdr.sgml : 20120914 20120914110402 ACCESSION NUMBER: 0001127602-12-026349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120913 FILED AS OF DATE: 20120914 DATE AS OF CHANGE: 20120914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CHLOE O CENTRAL INDEX KEY: 0001247951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 121091683 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-09-13 0000789933 NACCO INDUSTRIES INC NC 0001247951 RANKIN CHLOE O NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2012-09-13 4 S 0 100 109.35 D 27222 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 105 109.35 D 27117 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 2 109.37 D 27115 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 100 109.40 D 27015 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 100 109.40 D 26915 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 100 109.40 D 26815 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 2 108.97 D 26813 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 11 109.85 D 26802 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 80 109.86 D 26722 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 100 109.87 D 26622 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 100 109.88 D 26522 I By Spouse/Trust Class A Common Stock 2012-09-13 4 S 0 200 109.87 D 26322 I By Spouse/Trust Class A Common Stock 2116 I By Assoc II Class A Common Stock 2783 I By Trust Class A Common Stock 6 I By GP Class A Common Stock 40028 I By Assoc II/Spouse Class A Common Stock 22385 I By Spouse (RA4) Class A Common Stock 1975 I By Spouse/RMI (Delaware) Class A Common Stock 9763 I By Assoc II/Son Class A Common Stock 10027 I By Trust/Son Class A Common Stock 12763 I By Assoc II/Daughter Class A Common Stock 5272 I By Trust (Daughter) Class B Common Stock Class A Common Stock 50000 50000 I by RAI (B) Class B Common Stock 0 Class A Common Stock 19 19 I By Spouse (GP) Class B Common Stock 0 Class A Common Stock 62670 62670 I By Spouse (RA4) Class B Common Stock 0 Class A Common Stock 20312 20312 I By Assoc I/Spouse Class B Common Stock 0 Class A Common Stock 97312 97312 I By Spouse/Trust Reporting Person's spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Reporting Person serves as Trustee of a Trust for the benefit of Chloe O. Rankin. GP. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the child. Reporting Person's Spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust. Reporting Person's spouse is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares. N/A Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2012-09-14