SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
RANKIN ALFRED M ET AL

(Last) (First) (Middle)
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 300

(Street)
CLEVELAND OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [ NC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) X Other (specify below)
CEO Group Member
3. Date of Earliest Transaction (Month/Day/Year)
08/30/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/22/2012 J(1) V 30,000 D $0 141,440 I AMR Main Trust(A)(2)
Class A Common Stock 06/22/2012 J(1) V 30,000 A $0 30,000 I AMR JR 2012 GRAT(A)(3)
Class A Common Stock 06/22/2012 G V 12,500 D $0 128,940 I AMR Main Trust(A)(2)
Class A Common Stock 06/22/2012 G V 22,016 D $0 369 I AMR - RAIV(4)
Class A Common Stock 08/30/2012 J(5) 630 D $0 29,370 I AMR/Trust (Unitrust)(6)
Class A Common Stock 08/30/2012 J(5) 630 A $0 630 I CTR - Trust(7)
Class A Common Stock 37,354 I By GRAT2011(8)
Class A Common Stock 14,160 I AMR - IRA(9)
Class A Common Stock 2,265 I AMR - RAII(10)
Class A Common Stock 1,975 I AMR - RMI (Delaware)(11)
Class A Common Stock 27,008 I AMR - Trust2 (SR)(12)
Class A Common Stock 18,400 I AMR - Trust3 (Grandchildren)(13)
Class A Common Stock 0 I AMR - Trust4 (Charities)(14)
Class A Common Stock 0 I AMR 2009A GRAT/RAII(15)
Class A Common Stock 6 I AMR RAIV GP
Class A Common Stock 31,269 I BTR - RAII(16)
Class A Common Stock 15,705 I BTR - RAIV(17)
Class A Common Stock 0 I BTR 2009A GRAT/RAII(18)
Class A Common Stock 0 I BTR-2010GRAT - RAII
Class A Common Stock 621 I BTR - Class A Trust
Class A Common Stock 0 I CTR - RAIV(19)
Class A Common Stock 0 I CTR 2009A GRAT/Trust(20)
Class A Common Stock 0 I CTR 2009B GRAT/RAIV(21)
Class A Common Stock 2,116 I VGR - RAII(22)
Class A Common Stock 21,006 I VGR - Trust(23)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (24) 06/22/2012 J(1) V 60,000 (24) (24) Class A Common Stock 60,000 $0 3,052 I AMR - Trust - B(2)
Class B Common Stock (24) 06/22/2012 J(1) V 60,000 (24) (24) Class A Common Stock 60,000 $0 60,000 I AMR JR 2012 GRAT(B)(3)
Class B Common Stock $0(24) 06/22/2012 G V 61,636 (24) (24) Class A Common Stock 61,636 $0 1,035 I AMR - RAIV(4)
Class B Common Stock (24) 06/22/2012 G V 40,000 (24) (24) Class A Common Stock 40,000 $0 2,254 I AMR-RAI/B(25)
Explanation of Responses:
1. Transfer of shares into GRAT.
2. Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
3. GRAT2012-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust.
4. Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
5. Transfer
6. Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic ial ownership of all such shares.
7. Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
8. GRAT2011-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.
9. Held in an Individual Retirement Account for the benefit of the Reporting Person.
10. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
11. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
12. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.
13. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
14. Reporting Person serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.------
15. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
16. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
17. (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
18. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Bruce Rankin. Reporting Person disclaims beneficial ownership of all such shares.
19. (CTR RAIV) Prepresents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Clara Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
20. Represents shares which are held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Reporting Person disclaims all such shares.
21. Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a qualified annuity interest trust for the benefit of Clara Rankin. Reporting Person disclaims beneficial ownership of all such shares.
22. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares.
23. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic ial ownership of all such shares.
24. N/A
25. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
Remarks:
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/Suzanne S. Taylor, attorney-in-fact 08/31/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.