0001127602-12-025500.txt : 20120831 0001127602-12-025500.hdr.sgml : 20120831 20120831141455 ACCESSION NUMBER: 0001127602-12-025500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120830 FILED AS OF DATE: 20120831 DATE AS OF CHANGE: 20120831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 121068092 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-08-30 0000789933 NACCO INDUSTRIES INC NC 0000904532 RANKIN ALFRED M ET AL NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 CLEVELAND OH 44124 1 1 1 CEO Group Member Class A Common Stock 2012-06-22 5 J 0 E 30000 0 D 141440 I AMR Main Trust(A) Class A Common Stock 2012-06-22 5 J 0 E 30000 0 A 30000 I AMR JR 2012 GRAT(A) Class A Common Stock 2012-06-22 5 G 0 E 12500 0 D 128940 I AMR Main Trust(A) Class A Common Stock 2012-06-22 5 G 0 E 22016 0 D 369 I AMR - RAIV Class A Common Stock 2012-08-30 4 J 0 630 0 D 29370 I AMR/Trust (Unitrust) Class A Common Stock 2012-08-30 4 J 0 630 0 A 630 I CTR - Trust Class A Common Stock 37354 I By GRAT2011 Class A Common Stock 14160 I AMR - IRA Class A Common Stock 2265 I AMR - RAII Class A Common Stock 1975 I AMR - RMI (Delaware) Class A Common Stock 27008 I AMR - Trust2 (SR) Class A Common Stock 18400 I AMR - Trust3 (Grandchildren) Class A Common Stock 0 I AMR - Trust4 (Charities) Class A Common Stock 0 I AMR 2009A GRAT/RAII Class A Common Stock 6 I AMR RAIV GP Class A Common Stock 31269 I BTR - RAII Class A Common Stock 15705 I BTR - RAIV Class A Common Stock 0 I BTR 2009A GRAT/RAII Class A Common Stock 0 I BTR-2010GRAT - RAII Class A Common Stock 621 I BTR - Class A Trust Class A Common Stock 0 I CTR - RAIV Class A Common Stock 0 I CTR 2009A GRAT/Trust Class A Common Stock 0 I CTR 2009B GRAT/RAIV Class A Common Stock 2116 I VGR - RAII Class A Common Stock 21006 I VGR - Trust Class B Common Stock 2012-06-22 5 J 0 E 60000 0 D Class A Common Stock 60000 3052 I AMR - Trust - B Class B Common Stock 2012-06-22 5 J 0 E 60000 0 A Class A Common Stock 60000 60000 I AMR JR 2012 GRAT(B) Class B Common Stock 0 2012-06-22 5 G 0 E 61636 0 D Class A Common Stock 61636 1035 I AMR - RAIV Class B Common Stock 2012-06-22 5 G 0 E 40000 0 D Class A Common Stock 40000 2254 I AMR-RAI/B Transfer of shares into GRAT. Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. GRAT2012-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust. Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Transfer Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic ial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ownership of all such shares. GRAT2011-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust. Held in an Individual Retirement Account for the benefit of the Reporting Person. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.------ Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Bruce Rankin. Reporting Person disclaims beneficial ownership of all such shares. (CTR RAIV) Prepresents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Clara Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents shares which are held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Reporting Person disclaims all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a qualified annuity interest trust for the benefit of Clara Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic ial ownership of all such shares. N/A Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2012-08-31