0001127602-12-025500.txt : 20120831
0001127602-12-025500.hdr.sgml : 20120831
20120831141455
ACCESSION NUMBER: 0001127602-12-025500
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120830
FILED AS OF DATE: 20120831
DATE AS OF CHANGE: 20120831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL
CENTRAL INDEX KEY: 0000904532
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 121068092
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2012-08-30
0000789933
NACCO INDUSTRIES INC
NC
0000904532
RANKIN ALFRED M ET AL
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 300
CLEVELAND
OH
44124
1
1
1
CEO
Group Member
Class A Common Stock
2012-06-22
5
J
0
E
30000
0
D
141440
I
AMR Main Trust(A)
Class A Common Stock
2012-06-22
5
J
0
E
30000
0
A
30000
I
AMR JR 2012 GRAT(A)
Class A Common Stock
2012-06-22
5
G
0
E
12500
0
D
128940
I
AMR Main Trust(A)
Class A Common Stock
2012-06-22
5
G
0
E
22016
0
D
369
I
AMR - RAIV
Class A Common Stock
2012-08-30
4
J
0
630
0
D
29370
I
AMR/Trust (Unitrust)
Class A Common Stock
2012-08-30
4
J
0
630
0
A
630
I
CTR - Trust
Class A Common Stock
37354
I
By GRAT2011
Class A Common Stock
14160
I
AMR - IRA
Class A Common Stock
2265
I
AMR - RAII
Class A Common Stock
1975
I
AMR - RMI (Delaware)
Class A Common Stock
27008
I
AMR - Trust2 (SR)
Class A Common Stock
18400
I
AMR - Trust3 (Grandchildren)
Class A Common Stock
0
I
AMR - Trust4 (Charities)
Class A Common Stock
0
I
AMR 2009A GRAT/RAII
Class A Common Stock
6
I
AMR RAIV GP
Class A Common Stock
31269
I
BTR - RAII
Class A Common Stock
15705
I
BTR - RAIV
Class A Common Stock
0
I
BTR 2009A GRAT/RAII
Class A Common Stock
0
I
BTR-2010GRAT - RAII
Class A Common Stock
621
I
BTR - Class A Trust
Class A Common Stock
0
I
CTR - RAIV
Class A Common Stock
0
I
CTR 2009A GRAT/Trust
Class A Common Stock
0
I
CTR 2009B GRAT/RAIV
Class A Common Stock
2116
I
VGR - RAII
Class A Common Stock
21006
I
VGR - Trust
Class B Common Stock
2012-06-22
5
J
0
E
60000
0
D
Class A Common Stock
60000
3052
I
AMR - Trust - B
Class B Common Stock
2012-06-22
5
J
0
E
60000
0
A
Class A Common Stock
60000
60000
I
AMR JR 2012 GRAT(B)
Class B Common Stock
0
2012-06-22
5
G
0
E
61636
0
D
Class A Common Stock
61636
1035
I
AMR - RAIV
Class B Common Stock
2012-06-22
5
G
0
E
40000
0
D
Class A Common Stock
40000
2254
I
AMR-RAI/B
Transfer of shares into GRAT.
Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
GRAT2012-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2012 Grantor Retained Annuity Trust.
Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Transfer
Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic
ial ownership of all such shares.
Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
GRAT2011-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust.
Held in an Individual Retirement Account for the benefit of the Reporting Person.
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner.
Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene
ficial ownership of all such shares.
Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.------
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
(BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Bruce Rankin. Reporting Person disclaims beneficial ownership of all such shares.
(CTR RAIV) Prepresents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Clara Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Represents shares which are held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Reporting Person disclaims all such shares.
Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a qualified annuity interest trust for the benefit of Clara Rankin. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic
ial ownership of all such shares.
N/A
Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person.
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/Suzanne S. Taylor, attorney-in-fact
2012-08-31