0001127602-12-005630.txt : 20120213 0001127602-12-005630.hdr.sgml : 20120213 20120213210241 ACCESSION NUMBER: 0001127602-12-005630 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 12601949 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0304 5 2011-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247952 RANKIN CLAIBORNE R NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 NMHG Dir and Group Member Class A Common Stock 2011-05-02 5 G 0 961 0 D 40028 I By Assoc II Class A Common Stock 2011-05-02 5 G 0 192 0 A 12571 I By Assoc II/Daughter Class A Common Stock 2011-05-02 5 G 0 192 0 A 12763 I By Assoc II/Daughter Class A Common Stock 2011-05-02 5 G 0 192 0 A 9571 I By Assoc II/Son Class A Common Stock 2011-05-02 5 G 0 192 0 A 9763 I By Assoc II/Son Class A Common Stock 2011-05-24 5 J 0 1600 0 A 7327 I By Trust (Son) Class A Common Stock 2011-05-24 5 J 0 3200 0 A 10527 I By Trust (Son) Class A Common Stock 2116 I By Assoc II/Spouse Class A Common Stock 4783 I By Spouse/Trust Class A Common Stock 6 I By GP Class A Common Stock 22385 I By RA4 Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 29322 I By Trust Class A Common Stock 5772 I By Trust (Daughter) Class B Common Stock 0 Class A Common Stock 19 19 I By GP Class B Common Stock 0 Class A Common Stock 62670 62670 I By (RA4) Class B Common Stock 0 Class A Common Stock 70312 70312 I Assoc I Class B Common Stock 0 Class A Common Stock 97312 97312 I By Trust Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares. Shares transferred from the Clara T. Rankin Irrevocable Trust f/b Grandchildren u/a/d 12/28/76. Reporting Person's child received the distribution per the terms of the Trust. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares. GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. N/A Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.-------- - "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2012-02-13