0001127602-12-005619.txt : 20120213
0001127602-12-005619.hdr.sgml : 20120213
20120213201757
ACCESSION NUMBER: 0001127602-12-005619
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120213
DATE AS OF CHANGE: 20120213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ROGER F
CENTRAL INDEX KEY: 0000901733
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09172
FILM NUMBER: 12601810
MAIL ADDRESS:
STREET 1: C/O NACCO INDUSTRIES INC
STREET 2: 5875 LANDERBROOK DRIVE
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NACCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000789933
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 341505819
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124-4069
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DR
CITY: CLEVELAND
STATE: OH
ZIP: 44124
5
1
form5.xml
PRIMARY DOCUMENT
X0304
5
2011-12-31
0
0
0000789933
NACCO INDUSTRIES INC
NC
0000901733
RANKIN ROGER F
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE., STE. 300
MAYFIELD HEIGHTS
OH
44124
1
Member of a group
Class A Common Stock
2011-05-02
5
G
0
385
0
A
16493
I
By Assoc II/Daughter 1
Class A Common Stock
2011-05-02
5
G
0
192
0
A
16685
I
By Assoc II/Daughter 1
Class A Common Stock
2011-05-02
5
G
0
385
0
A
18381
I
By Assoc II/Daughter 2
Class A Common Stock
2011-05-02
5
G
0
192
0
A
18573
I
By Assoc II/Daughter 2
Class A Common Stock
2011-05-02
5
G
0
770
0
D
34625
I
By Assoc II
Class A Common Stock
2116
I
By Assoc II/Spouse
Class A Common Stock
3123
I
By Spouse/Trust
Class A Common Stock
2051
I
By Trust (Daughter 2)
Class A Common Stock
3938
I
By Trust (Daughter 1)
Class A Common Stock
6
I
By GP
Class A Common Stock
22385
I
By RA4
Class A Common Stock
1975
I
By RMI (Delaware)
Class A Common Stock
75509
I
By Trust
Class B Common Stock
0
Class A Common Stock
19
19
I
By GP
Class B Common Stock
0
Class A Common Stock
62670
62670
I
By RA4
Class B Common Stock
0
Class A Common Stock
80312
80312
I
By Assoc I
Class B Common Stock
0
Class A Common Stock
118125
118125
I
By Trust
Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
.. Reporting Person disclaims beneficial ownership of all such shares.
Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial
ownership of all such shares.
Held by Trust, Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
(RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).
Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.
N/A
Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.--------
-
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
/s/Suzanne S. Taylor, attorney-in-fact
2012-02-13