0001127602-12-004981.txt : 20120209 0001127602-12-004981.hdr.sgml : 20120209 20120209181435 ACCESSION NUMBER: 0001127602-12-004981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120207 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN VICTOIRE G CENTRAL INDEX KEY: 0001247947 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 12588751 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-02-07 0000789933 NACCO INDUSTRIES INC NC 0001247947 RANKIN VICTOIRE G NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 1 Member of a Group Class A Common Stock 2012-02-07 4 A 0 13883 0 A 158794 I AMR - Main Trust - A Class A Common Stock 2012-02-08 4 J 0 12646 0 D 37354 I By Spouse/GRAT2011 Class A Common Stock 2012-02-08 4 J 0 12646 0 A 171440 I AMR - Main Trust - A Class A Common Stock 30000 I AMR - (Unitrust) Class A Common Stock 14160 I AMR - IRA Class A Common Stock 2265 I AMR - RAII Class A Common Stock 22385 I AMR - RAIV Class A Common Stock 1975 I AMR - RMI (Delaware) Class A Common Stock 18400 I AMR - Trust3 (GC) Class A Common Stock 6 I AMR-RAIV-GP Class A Common Stock 31269 I BTR - RAII Class A Common Stock 15705 I BTR - RAIV Class A Common Stock 621 I BTR-Class A Trust Class A Common Stock 27008 I By Spouse/Trust 2 (Sr.) Class A Common Stock 2116 I VGR - RAII Class A Common Stock 21006 I VGR - Trust Class B Common Stock 0 2012-02-08 4 J 0 50000 0 D Class A Common Stock 50000 50000 I By Spouse/(B)GRAT2011 Class B Common Stock 2012-02-08 4 J 0 50000 0 A Class A Common Stock 50000 63052 I AMR Trust-B Class B Common Stock 0 Class A Common Stock 42254 42254 I AMR - RAI (B) Class B Common Stock 0 Class A Common Stock 62671 62671 I AMR - RAIV (B) Class B Common Stock Class A Common Stock 19 19 I AMR-RAIV-GP Class B Common Stock 0 Class A Common Stock 43969 43969 I BTR - BTrust - RAIV Class B Common Stock 0 Class A Common Stock 113198 113198 I BTR - RAI (B) Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares. Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compens ation Plan. GRAT2011-Reporting Person's spouse serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust. Shares transferred from Reporting Person's spouse's GRAT into his Main Trust per the terms of the GRAT. N/A Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaim s beneficial ownership of all such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting P erson disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial onwership of all such shares. BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares. represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2012-02-09