0001127602-12-004977.txt : 20120209 0001127602-12-004977.hdr.sgml : 20120209 20120209173417 ACCESSION NUMBER: 0001127602-12-004977 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 12588580 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0304 5 2011-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0000904532 RANKIN ALFRED M ET AL NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 CLEVELAND OH 44124 1 1 1 CEO Group Member Class A Common Stock 2011-05-02 5 G 0 3080 0 D 2265 I AMR - RAII Class A Common Stock 2011-05-24 5 J 0 1600 0 D 20000 I AMR - Trust3 (Grandchildren) Class A Common Stock 2011-05-24 5 J 0 3200 0 D 18400 I AMR - Trust3 (Grandchildren) Class A Common Stock 2011-05-24 5 G 0 1920 0 D 31269 I BTR - RAII Class A Common Stock 50000 I By GRAT2011 Class A Common Stock 14160 I AMR - IRA Class A Common Stock 22385 I AMR - RAIV Class A Common Stock 1975 I AMR - RMI (Delaware) Class A Common Stock 144911 I AMR - Trust - A Class A Common Stock 27008 I AMR - Trust2 (SR) Class A Common Stock 6 I AMR RAIV GP Class A Common Stock 30000 I AMR/Trust (Unitrust) Class A Common Stock 15705 I BTR - RAIV Class A Common Stock 621 I BTR - Class A Trust Class A Common Stock 2116 I VGR - RAII Class A Common Stock 21006 I VGR - Trust Class B Common Stock 0 Class A Common Stock 100000 100000 I By GRAT2011 Class B Common Stock Class A Common Stock 42254 42254 I AMR-RAI/B Class B Common Stock 0 Class A Common Stock 62671 62671 I AMR - RAIV Class B Common Stock Class A Common Stock 13052 13052 I AMR - Trust - B Class B Common Stock Class A Common Stock 19 19 I AMR RAIV - GP Class B Common Stock 0 Class A Common Stock 43969 43969 I BTR - RAIV Class B Common Stock 0 Class A Common Stock 113198 113198 I BTR RAI/B Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. Shares transferred from the Clara T. Rankin Irrevocable Trust f/b Grandchildren u/a/d 12/28/76 of which Reporting Person is Trustee, into the recipient's personal account. Recipient became entitled to the outright distribution of the principal of the trust when he turned 30 years old. Shares transferred from the Clara T. Rankin Irrevocable Trust f/b Grandchildren u/a/d 12/28/76 of which Reporting Person is Trustee, into the recipient's personal account. Recipient became entitled to the outright distribution of the principal of the trust when he/she turned 30 years old. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. GRAT2011-Reporting Person serves as Trustee of the Alfred M. Rankin, Jr. 2011 Grantor Retained Annuity Trust. Held in an Individual Retirement Account for the benefit of the Reporting Person. Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner. Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic ial ownership of all such shares. (BTR) Reporting Person serves as Trustee of brother's trust. The Trust includes proportionate limited partnership interest in shares held by Rankin Associates I, II and IV L.P. and Class A and B Common Stock; all of which are held in a Trust for the benefit of Reporting Person's brother, Bruce T. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic ial ownership of all such shares. N/A Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2012-02-09