0001127602-12-004296.txt : 20120207 0001127602-12-004296.hdr.sgml : 20120207 20120207120731 ACCESSION NUMBER: 0001127602-12-004296 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rankin Lynne T CENTRAL INDEX KEY: 0001457280 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 12576478 MAIL ADDRESS: STREET 1: NACCO INDUSTRIES, INC. STREET 2: 5875 LANDERBROOK DRIVE, SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0304 5 2011-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001457280 Rankin Lynne T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, SUITE 300 CLEVELAND OH 44124 1 member of a group* Class A Common Stock 2011-05-02 5 G 0 192 0 A 192 I By Custodian/Child1 Class A Common Stock 2011-05-02 5 G 0 192 0 A 9042 I By Spouse/RAII Class A Common Stock 2011-05-02 5 G 0 192 0 A 9042 I By Spouse/RAII Class A Common Stock 15683 I By Spouse Class A Common Stock 563 D Class A Common Stock 862 I By RAII Class A Common Stock 1010 I Trust/RAII/Child1 Class A Common Stock 645 I Spouse/Trust/Child1 Class A Common Stock 862 I Trust/RAII/Child2 Class A Common Stock 563 I Spouse/Trust/Child2 Represents Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. Held by Spouse. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person's Spouse serves as co-trustee with his brother, Matthew Rankin of a trust for the benefit of Reporting Person's minor niece/nephew. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust for the benefit of Reporting Person's minor niece/nephew. Reporting Person's Spouse is co-trustee of the trust with his brother, Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares. *As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2012-02-07