0001127602-12-004289.txt : 20120207 0001127602-12-004289.hdr.sgml : 20120207 20120207115848 ACCESSION NUMBER: 0001127602-12-004289 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER HELEN RANKIN CENTRAL INDEX KEY: 0001247868 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 12576449 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0304 5 2011-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247868 BUTLER HELEN RANKIN NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2011-05-02 5 G 0 385 0 A 12068 I By RAII Class A Common Stock 2011-05-02 5 G 0 385 0 A 7272 I By RAII/Child 1 Class A Common Stock 2011-05-02 5 G 0 385 0 A 7428 I By RAII/Child 2 Class A Common Stock 2011-05-02 5 G 0 385 0 A 7272 I By RAII/Spouse Class A Common Stock 2011-05-02 5 G 0 192 0 A 12068 I By RAII Class A Common Stock 2252 I By Trust-Child 1 Class A Common Stock 2097 I By Trust-Child 2 Class A Common Stock 39162 I By Trust Class A Common Stock 2800 I By Spouse/IRA Class A Common Stock 16251 I By Spouse/Trust Class B Common Stock Class A Common Stock 30492 30492 I By RAI Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust for the benefit of Reporting Person. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust. Reporting Person di sclaims all beneficial ownership of all such shares. N/A RAI-Represents Reporting Peron's limited partnership interest in shares held by Rankin Associates I, L.P. "Remark on Insider relationship to Issuer" As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2012-02-07