0001127602-11-031766.txt : 20111209 0001127602-11-031766.hdr.sgml : 20111209 20111209171634 ACCESSION NUMBER: 0001127602-11-031766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111207 FILED AS OF DATE: 20111209 DATE AS OF CHANGE: 20111209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAPLIN DAVID F CENTRAL INDEX KEY: 0001247978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 111254128 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-12-07 0000789933 NACCO INDUSTRIES INC NC 0001247978 TAPLIN DAVID F NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 1 Dir. and Member of a Group Class A Common Stock 2011-12-07 2011-12-07 4 S 0 4000 80.758 D 47000 I Trust (MET) Class A Common Stock 2011-12-08 2011-12-08 4 S 0 1500 81.00 D 45500 I Trust (MET) Class A Common Stock 2011-12-08 2011-12-08 4 S 0 400 81.01 D 45100 I Trust (MET) Class A Common Stock 2011-12-08 2011-12-08 4 S 0 100 81.06 D 45000 I Trust (MET) Class A Common Stock 2011-12-08 2011-12-08 4 S 0 2000 81.19 D 43000 I Trust (MET) Class A Common Stock 2011-12-09 2011-12-09 4 S 0 500 78.77 D 42500 I Trust (MET) Class A Common Stock 2011-12-09 2011-12-09 4 S 0 300 79.15 D 42200 I Trust (MET) Class A Common Stock 2011-12-09 2011-12-09 4 S 0 499 79.16 D 41701 I Trust (MET) Class A Common Stock 2011-12-09 2011-12-09 4 S 0 101 79.50 D 41600 I Trust (MET) Class A Common Stock 2011-12-09 2011-12-09 4 S 0 1200 79.62 D 40400 I Trust (MET) Class A Common Stock 2011-12-09 2011-12-09 4 S 0 1300 79.74 D 39100 I Trust (MET) Class A Common Stock 2011-12-09 2011-12-09 4 S 0 100 79.20 D 39000 I Trust (MET) Class A Common Stock 14051 D Class A Common Stock 100 I Trust2 Class B Common Stock 0 Class A Common Stock 15883 15883 D Reporting Person serves as co-trustee with his step-sister, of a revocable trust held for the benefit of Reporting Person's step-mother. Reporting Person disclaims beneficial ownership of all such shares Shares held in a trust. Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO David F. Taplin. N/A "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2011-12-09