0001127602-11-029814.txt : 20111116 0001127602-11-029814.hdr.sgml : 20111116 20111116182719 ACCESSION NUMBER: 0001127602-11-029814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111114 FILED AS OF DATE: 20111116 DATE AS OF CHANGE: 20111116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICKERMAN JENNIFER CENTRAL INDEX KEY: 0001247883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 111211107 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-11-14 0000789933 NACCO INDUSTRIES INC NC 0001247883 DICKERMAN JENNIFER NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 CLEVELAND OH 44124 1 Sub Dir - Member of a Group Class A Common Stock 2011-11-14 4 S 0 1000 82.438 D 61000 I Trust (MET) Class A Common Stock 2011-11-15 4 S 0 1000 82.411 D 60000 I Trust (MET) Class A Common Stock 2000 D Class A Common Stock 0 I By Trust Reporting Person serves as trustee of a revocable trust held for the benefit of Reporting Person's mother. Reporting Person disclaims beneficial ownership of all such shares Reporting Person succeeded her mother as Trustee (together with National City Bank of Cleveland) of such trusts, which are for the benefit of Reporting Person's children, nephews and nieces. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2011-11-16