-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LxHXxa7GfvX0RTdLnFSUtl3A2/dhxbh6uBnpVK8VrlF3/b1+BFQqMHww3yECyYAQ M/VTfcLyZoYZ4ZBD1RCAQg== 0001127602-11-005341.txt : 20110214 0001127602-11-005341.hdr.sgml : 20110214 20110214191649 ACCESSION NUMBER: 0001127602-11-005341 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ROGER F CENTRAL INDEX KEY: 0000901733 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 11610738 MAIL ADDRESS: STREET 1: C/O NACCO INDUSTRIES INC STREET 2: 5875 LANDERBROOK DRIVE CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124-4069 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: CLEVELAND STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2010-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0000901733 RANKIN ROGER F NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE., STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2010-06-04 5 G 0 59 0 A 75509 I By Trust Class A Common Stock 2010-07-02 5 G 0 1008 0 D 35395 I By Assoc II Class A Common Stock 2010-07-02 5 G 0 504 0 A 14030 I By Assoc II/Daughter 1 Class A Common Stock 2010-07-02 5 G 0 252 0 A 14282 I By Assoc II/Daughter 1 Class A Common Stock 2010-07-02 5 G 0 504 0 A 15666 I By Assoc II/Daughter 2 Class A Common Stock 2010-07-02 5 G 0 252 0 A 16170 I By Assoc II/Daughter 2 Class A Common Stock 2010-11-26 5 G 0 1826 0 A 16108 I By Assoc II/Daughter 1 Class A Common Stock 2010-11-26 5 G 0 1826 0 A 17996 I By Assoc II/Daughter 2 Class A Common Stock 2116 I By Assoc II/Spouse Class A Common Stock 3123 I By Spouse/Trust Class A Common Stock 2051 I By Trust (Daughter 2) Class A Common Stock 3938 I By Trust (Daughter 1) Class A Common Stock 6 I By GP Class A Common Stock 22385 I By RA4 Class A Common Stock 1975 I By RMI (Delaware) Class B Common Stock 0 Class A Common Stock 19 19 I By GP Class B Common Stock 0 Class A Common Stock 62670 62670 I By RA4 Class B Common Stock 0 Class A Common Stock 80312 80312 I By Assoc I Class B Common Stock 0 Class A Common Stock 118125 118125 I By Trust Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. (RAIV) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI). N/A Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.-------- - - "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Suzanne S. Taylor, attorney-in-fact 2011-02-14 -----END PRIVACY-ENHANCED MESSAGE-----