-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PDp3ugrgj+F31HMuniNE0TFyTibdQM1xqtYTVhQc9TXqa38+dspF5LmFrwTq7AEP TfxGX+FV0G5yEN0EA88fNg== 0001127602-10-004309.txt : 20100211 0001127602-10-004309.hdr.sgml : 20100211 20100211110635 ACCESSION NUMBER: 0001127602-10-004309 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CHLOE O CENTRAL INDEX KEY: 0001247951 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 10590147 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247951 RANKIN CHLOE O NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2009-05-04 5 G 0 200 0 A 10516 I By Trust (Daughter1) Class A Common Stock 2009-05-04 5 G 0 200 0 A 5532 I By Trust (Daughter) Class A Common Stock 2009-05-04 5 G 0 200 0 A 5487 I By Trust/Son Class A Common Stock 2009-06-01 5 G 0 4800 0 A 15316 I By Trust (Daughter1) Class A Common Stock 2009-06-01 5 J 0 15316 0 D 0 I By Trust (Daughter1) Class A Common Stock 2009-06-01 5 J 0 5823 0 D 0 I By Assoc II/Daughter1 Class A Common Stock 2009-11-25 5 G 0 948 0 D 41745 I By Assoc II/Spouse Class A Common Stock 2009-11-25 5 G 0 316 0 A 6639 I By Assoc II/Son Class A Common Stock 2009-11-25 5 G 0 316 0 A 9639 I By Assoc II/Daughter Class A Common Stock 2009-11-25 5 G 0 411 0 A 7050 I By Assoc II/Son Class A Common Stock 2009-11-25 5 G 0 411 0 A 10050 I By Assoc II/Daughter Class A Common Stock 2009-11-25 5 G 0 240 0 A 29263 I By Spouse/Trust Class A Common Stock 2009-11-25 5 G 0 240 0 A 4783 I By Trust Class A Common Stock 2009-11-25 5 G 0 240 0 A 5727 I By Trust/Son Class A Common Stock 2009-11-25 5 G 0 240 0 A 5772 I By Trust (Daughter) Class A Common Stock 2116 I By Assoc II Class A Common Stock 6 I By GP Class A Common Stock 22385 I By Spouse (RA4) Class A Common Stock 1975 I By Spouse/RMI (Delaware) Class B Common Stock 0 Class A Common Stock 70312 70312 I By Assoc I/Spouse Class B Common Stock 0 Class A Common Stock 19 19 I By Spouse (GP) Class B Common Stock 0 Class A Common Stock 62670 62670 I By Spouse (RA4) Class B Common Stock 0 Class A Common Stock 97312 97312 I By Spouse/Trust Held by Trust. Reporting Person's spouse is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares. Scheduled distribution from the Clara T. Rankin 20 year unitrust per the terms of the trust. Shares of Class A Common Stock distributed from the Clara T Rankin 20 Year Unitrust per the terms of the trust agreement. Reporting Person's mother-in-law was Trustee of a Trust of which Reporting Person's daughter became eligible to receive outright. Shares were transferred into a trust for the benefit of Reporting Person's daughter. Represents the transfer of the Trustee from Reporting Person to Reporting Person's daughter. Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the child. Reporting Person's Spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- GP. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. N/A Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ Suzanne S. Taylor, attorney-in-fact 2010-02-11 -----END PRIVACY-ENHANCED MESSAGE-----