-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IOmtqV9W6bJ64fsThD1Ze2aIJDYFy8JfEjzlLpUY+MGWbTvp5nR1OIYh+W3Bv7on +YLU68f56G8UZp59RI5djQ== 0001127602-10-004301.txt : 20100211 0001127602-10-004301.hdr.sgml : 20100211 20100211103559 ACCESSION NUMBER: 0001127602-10-004301 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALISON A CENTRAL INDEX KEY: 0001247944 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 10590021 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247944 RANKIN ALISON A NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2009-05-04 5 G 0 200 0 A 3698 I By Trust (Daughter 1) Class A Common Stock 2009-05-04 5 G 0 200 0 A 1811 I By Trust (Daughter 2) Class A Common Stock 2009-11-25 5 G 0 821 0 D 37224 I By Assoc II/Spouse Class A Common Stock 2009-11-25 5 G 0 821 0 A 13115 I By Assoc II/Daughter 1 Class A Common Stock 2009-11-25 5 G 0 411 0 A 13526 I By Assoc II/Daughter 1 Class A Common Stock 2009-11-25 5 G 0 411 0 A 14593 I By Assoc II/Daughter 2 Class A Common Stock 2009-11-25 5 G 0 821 0 D 36403 I By Assoc II/Spouse Class A Common Stock 2009-11-25 5 G 0 821 0 A 15414 I By Assoc II/Daughter 2 Class A Common Stock 2009-11-25 5 G 0 240 0 A 75450 I By Spouse/Trust Class A Common Stock 2009-11-25 5 G 0 240 0 A 3123 I By Trust Class A Common Stock 2009-11-25 5 G 0 240 0 A 3938 I By Trust (Daughter 1) Class A Common Stock 2009-11-25 5 G 0 240 0 A 2051 I By Trust (Daughter 2) Class A Common Stock 2116 I By Assoc II Class A Common Stock 6 I By Spouse (GP) Class A Common Stock 22385 I By Spouse (RA4) Class A Common Stock 1975 I By Spouse/RMI (Delaware) Class B Common Stock 0 Class A Common Stock 80312 80312 I By Assoc I/Spouse Class B Common Stock 0 Class A Common Stock 19 19 I By GP Class B Common Stock 0 Class A Common Stock 62670 62670 I By Spouse (RA4) Class B Common Stock 0 Class A Common Stock 118125 118125 I By Spouse/Trust Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. Shares of Class A Common Stock distributed from the Clara T Rankin 20 Year Unitrust per the terms of the trust agreement. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares. (RA4) Represents Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares. N/A Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ Suzanne S. Taylor, attorney-in-fact 2010-02-11 EX-24 2 doc1.txt POWER OF ATTORNEYPOWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Charles A. Bittenbender, Suzanne S. Taylor, Mary D. Maloney and Thomas C. Daniels and each of them as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $1.00 per share, of NACCO Industries, Inc. (the ?Company?) and Class B Common Stock, par value $1.00 per share, of the Company, including, without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. /s/Alison A. Rankin 5/12/2009 -----END PRIVACY-ENHANCED MESSAGE-----