-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QY10nQZPgF4ArpuPzlz9uz9GceImDUfigKDSiIBJYZVA2LsxGsrHbM0Leb4+b61d k/sjsUjDVjTj5RGe9xbdpg== 0001127602-10-004288.txt : 20100211 0001127602-10-004288.hdr.sgml : 20100211 20100211094850 ACCESSION NUMBER: 0001127602-10-004288 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN BRUCE T CENTRAL INDEX KEY: 0001248051 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 10589864 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001248051 RANKIN BRUCE T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2009-09-19 5 J 0 16224 0 D 0 I BTR 2009 GRAT/RAII Class A Common Stock 2009-09-19 5 J 0 16224 0 A 28073 I BTR - MAIN TRUST RAII Class A Common Stock 2009-11-25 5 G 0 240 0 A 563 I BTR Main Trust - Class A Class A Common Stock 2009-11-25 5 G 0 4110 0 D 23963 I BTR - MAIN TRUST RAII Class A Common Stock 2009-11-26 5 J 0 7042 0 D 22958 I BTR 2010 GRAT/RAII Class A Common Stock 2009-11-26 5 J 0 7042 0 A 31005 I BTR - MAIN TRUST RAII Class A Common Stock 15705 I BTR - RAIV Class B Common Stock Class A Common Stock 113198 113198 I BTR - RA1 Class B Common Stock 0 Class A Common Stock 43969 43969 I BTR - RAIV Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Bruce T. Rankin. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's brother serves as the Trustee of the Trust. Stock transferred from GRAT into Main Trust per terms of GRAT. Held by Trust for the benefit of Reporting Person. RA4-Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Assicates IV, L.P. N/A Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ Suzanne S. Taylor, attorney-in-fact 2010-02-11 -----END PRIVACY-ENHANCED MESSAGE-----