-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IfGqsDIEyUbpg9I2OMfsmMU4eFMcvTFjCMu7GuyBfGmTNLJhH45/99aSZxZNa/08 V1Nqqr87m9Wo+fw55UDssA== 0001127602-09-009470.txt : 20090422 0001127602-09-009470.hdr.sgml : 20090422 20090422145638 ACCESSION NUMBER: 0001127602-09-009470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090421 FILED AS OF DATE: 20090422 DATE AS OF CHANGE: 20090422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAPLIN BEATRICE B CENTRAL INDEX KEY: 0001247972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 09763689 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-04-21 0000789933 NACCO INDUSTRIES INC NC 0001247972 TAPLIN BEATRICE B NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2009-04-21 5 G 0 E 16250 0 D 0 I Family GST Exempt Trust Class A Common Stock 2009-04-21 5 G 0 E 3250 0 A 5250 I By Trust/GC#5 Class A Common Stock 2009-04-21 5 G 0 E 3250 0 A 5250 I By Trust/GC#4 Class A Common Stock 2009-04-21 5 G 0 E 3250 0 A 5250 I By Trust/GC#1 Class A Common Stock 2009-04-21 5 G 0 E 3250 0 A 5250 I By Trust/GC#2 Class A Common Stock 2009-04-21 5 G 0 E 3250 0 A 5250 I By Trust/GC#3 Class A Common Stock 136695 I By Trust Class A Common Stock 225480 I By Marital Trust Class A Common Stock 1884 I By Trust/Spouse Class B Common Stock 0 Class A Common Stock 310000 310000 I By Marital Trust Class B Common Stock 0 Class A Common Stock 27310 27310 I By Trust Represents shares distributed from a trust for the benefit of the Reporting Person's grandchildren. Shares were placed into individual trust accounts for the benefit of each of the Reporting Person's grandchildren, as required by the terms of the original trust. The Exempt Family Trust FBO Thomas E. Taplin's Grandchildren under Agreement 1/21/66 between Thomas E. Taplin and National City Bank, as amended and restated, NCB and Bea Taplin, Trustees and their successors in trust. Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficially ownership of all such shares. Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin. Shares represent the Thomas E. Taplin Marital Trust FBO Beatrice B. Taplin under Agreement dated 1/21/1966 as amended and restated between Thomas E. Taplin and National City Bank. National City Bank and Beatrice B. Taplin, Trustees. Held by Trust, National City Bank as Trustee, for the benefit of Thomas E. Taplin. Reporting Person disclaims beneficial ownersh ip of all such shares. N/A "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/ Charles A. Bittenbender, attorney-in-fact 2009-04-22 -----END PRIVACY-ENHANCED MESSAGE-----