-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B65YUGh5lqqX7fzgTEhBYkJtgydWXdb5+r6nS5Pu91d3/jSDmYyrnPnor1iJyrrO d1mayZ/WrlxuD+Ib2WJAEg== 0001127602-08-009245.txt : 20081113 0001127602-08-009245.hdr.sgml : 20081113 20081113095845 ACCESSION NUMBER: 0001127602-08-009245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081110 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 081183074 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: NACCO INDUSTRIES INC CITY: MAYFIELD STATE: OH ZIP: 44124 BUSINESS PHONE: 440-449-9600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2008-11-10 0000789933 NACCO INDUSTRIES INC NC 0000904532 RANKIN ALFRED M ET AL NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 CLEVELAND OH 44124 1 1 1 CEO Group Member Class A Common Stock 2008-11-10 2008-11-10 4 J 0 24997 0 D 29462 I CTR 2009B GRAT/RAIV Class A Common Stock 2008-11-10 2008-11-10 4 J 0 24997 0 A 32758 I CTR - Trust Class A Common Stock 14000 I AMR - IRA Class A Common Stock 14187 I AMR - RAII Class A Common Stock 2702 I AMR - RAIV Class A Common Stock 1975 I AMR - RMI (Delaware) Class A Common Stock 134630 I AMR - Trust - A Class A Common Stock 26608 I AMR - Trust2 (SR) Class A Common Stock 28000 I AMR - Trust3 (Grandchildren) Class A Common Stock 2000 I AMR - Trust4 (Charities) Class A Common Stock 10497 I AMR 2009A GRAT/RAII Class A Common Stock 30000 I AMR/Trust (Unitrust) Class A Common Stock 32055 I BTR - RAII Class A Common Stock 15705 I BTR - RAIV Class A Common Stock 31479 I BTR 2009A GRAT/RAII Class A Common Stock 6040 I CRW - RAII Class A Common Stock 38599 I CRW - Trust Class A Common Stock 78759 I CTR - RAIV Class A Common Stock 1214 I CTR 2009A GRAT/Trust Class A Common Stock 6040 I HRB - RAII Class A Common Stock 38599 I HRB - Trust Class A Common Stock 2115 I VGR - RAII Class A Common Stock 20443 I VGR - Trust Class B Common Stock 0 2008-11-10 2008-11-10 4 J 0 69984 0 D Class A Common Stock 69984 82483 I CTR 2009B GRAT - RAIV Class B Common Stock Class A Common Stock 93366 93366 I AMR-RAI/B Class B Common Stock 0 Class A Common Stock 7566 7566 I AMR - RAIV Class B Common Stock Class A Common Stock 10000 10000 I AMR - Trust - B Class B Common Stock 0 Class A Common Stock 93366 93366 I AMR /RAI Class B Common Stock 0 Class A Common Stock 33141 33141 I AMR 2009B GRAT/RAI Class B Common Stock 0 Class A Common Stock 46052 46052 I AMR 2009B GRAT/Trust Class B Common Stock 0 Class A Common Stock 43969 43969 I BTR - RAIV Class B Common Stock 0 Class A Common Stock 113198 113198 I BTR RAI/B Class B Common Stock 0 Class A Common Stock 106924 106924 I CTR - RAI Class B Common Stock 0 Class A Common Stock 220497 220497 I CTR - RAIV Class B Common Stock 0 Class A Common Stock 7000 7000 I CTR 2009B GRAT Class B Common Stock Class A Common Stock 0 0 I CTR Main Trust (B) Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a qualified annuity interest trust for the benefit of Clara Rankin. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ow nershp of all such shares. N/A Transfer of shares into GRAT. Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a qualified annuity interest trust for the benefit of Clara Rankin. Reporting Person disclaims beneficial ownership of all such shares. (CTR RAIV) Prepresents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Clara Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Represents Reporting Person's Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner. Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Each trust owns 4,800 shares. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.------ Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic ial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. (BTR RAIV) Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Bruce Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associate II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee for a Trust held for the Benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. Represents shares which are held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Reporting Person disclaims all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic ial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Reporting Person. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Represents shares which are held in a qualified annuity interest trust for the benefit of Reporting Person. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P. which is held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Reporting Person serves as the Trustee of the Trust. Reporting disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Mary D. Maloney, attorney-in-fact 2008-11-13 -----END PRIVACY-ENHANCED MESSAGE-----