-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E08QVUAnS5ChP5uGQsS7PO6zO6u/IC38Rl7L/kGHwwZTGIaS2hjjHrrf+yCQOkiP dfAcmpt9tl203+pY7/evyw== 0001127602-08-009244.txt : 20081113 0001127602-08-009244.hdr.sgml : 20081113 20081113095456 ACCESSION NUMBER: 0001127602-08-009244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081110 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLARA L T CENTRAL INDEX KEY: 0000903224 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 081183059 BUSINESS ADDRESS: BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: NACCO INDUSTRIES INC STREET 2: 5875 LANDERBROOK DR CITY: MAYFIELD HGTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2008-11-10 0000789933 NACCO INDUSTRIES INC NC 0000903224 RANKIN CLARA L T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2008-11-10 2008-11-10 4 J 0 24997 0 D 29462 I CTR 2009B GRAT - RAIV Class A Common Stock 2008-11-10 2008-11-10 4 J 0 24997 0 A 9047 I CTR Main Trust Class A Common Stock 78759 I CTR - RAIV Class A Common Stock 0 I CTR 2008A GRAT Class A Common Stock 24997 I CTR 2008B GRAT - RAIV Class A Common Stock 1214 I CTR 2009A GRAT Class B Common Stock 0 2008-11-10 2008-11-10 4 J 0 69984 0 A Class A Common Stock 69984 0 I CTR Main Trust (B) Class B Common Stock 2008-11-10 2008-11-10 4 J 0 69984 0 D Class A Common Stock 69984 82483 I CTR 2009B GRAT - RAIV Class B Common Stock 0 Class A Common Stock 106924 106924 I CTR RAI Class B Common Stock 0 Class A Common Stock 220497 220497 I CTR - RAIV Class B Common Stock 0 Class A Common Stock 0 0 I CTR 2008B GRAT - RAI Class B Common Stock 0 Class A Common Stock 0 0 I CTR 2008B GRAT - RAIV Class B Common Stock 0 Class A Common Stock 7000 7000 I CTR 2009B GRAT Class B Common Stock 0 Class A Common Stock 0 0 I CTR 2009B GRAT - RAI Reporting Person's son serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin . N/A Represents the proportionate limited partnership interest in shares held by Rankin Assoc 4, which is held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Reporting Person transferred stock from GRAT into her main trust. RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Represents shares which is held in a qualified annuity intesest trust for the benefit of Clara LT Rankin. Represents the proportionate limited partnership interest in shares held by Rankin Assoc I, which is held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Clara L.T. Rankin. Reporting Person's Son serves as the Trustee of the Trust.--------- "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Mary D. Maloney, attorney-in-fact 2008-11-13 -----END PRIVACY-ENHANCED MESSAGE-----