-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0GUZUkjc5i5cTLlejvxM9fpt+jSyjAXMmXAknfHuB1HH1blwB3wN7dHeqm8j8rH 7wKpz0ndSWCJuHfXWdQUDA== 0001127602-08-001088.txt : 20080214 0001127602-08-001088.hdr.sgml : 20080214 20080214192351 ACCESSION NUMBER: 0001127602-08-001088 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN VICTOIRE G CENTRAL INDEX KEY: 0001247947 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 08620344 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0202 5 2007-12-31 0 1 0000789933 NACCO INDUSTRIES INC NC 0001247947 RANKIN VICTOIRE G NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 1 Member of a Group Class A Common Stock 2007-02-23 2007-02-23 5 G 0 82 0 A 20443 I By Trust Class A Common Stock 2007-02-23 2007-02-23 5 G 0 82 0 A 38599 I By Spouse/Trust/Daughter 1 Class A Common Stock 2007-02-23 2007-02-23 5 G 0 256 0 A 5910 I By Assoc II/Daughter 1 Class A Common Stock 2007-02-23 2007-02-23 5 G 0 256 0 A 5910 I By Assoc II/Daughter 2 Class A Common Stock 2007-02-23 2007-02-23 5 G 0 128 0 A 6038 I By Assoc II/Daughter 1 Class A Common Stock 2007-02-23 2007-02-23 5 G 0 128 0 A 6038 I By Assoc II/Daughter 2 Class A Common Stock 2007-08-23 2007-08-23 5 G 0 39 0 A 2696 I By Spouse (RA4) Class A Common Stock 2007-08-23 2007-08-23 5 G 0 39 0 A 15704 I By Spouse (BTR RA4) Class A Common Stock 2007-09-19 2007-09-19 4 J 0 L 2500 0 A 12500 I By Trust (CLT) GRAT Class A Common Stock 2007-09-19 2007-09-19 4 J 0 L 54459 0 A 133411 I By RA4 (CLT) GRAT Class A Common Stock 2007-09-19 2007-09-19 4 J 0 L 31479 0 A 91479 I By Trust (Assoc II-BTR) GRAT Class A Common Stock 2007-09-19 2007-09-19 4 J 0 L 10497 0 A 10497 I By Spouse RAII GRAT Class A Common Stock 1975 I By Spouse/RMI (Delaware) Class A Common Stock 30000 I By Spouse/Trust (Unitrust) Class A Common Stock 135445 I By Spouse/Trust Class A Common Stock 2000 I By Spouse/Trust 4 (Charities) Class A Common Stock 2116 I By Assoc II Class A Common Stock 38517 I By Spouse/Trust/Daughter 2 Class A Common Stock 26608 I By Spouse/Trust 2 (Sr.) Class A Common Stock 14000 I By Spouse/IRA Class A Common Stock 28000 I By Spouse/Trust 3 (GC) Class A Common Stock 0 I By Spouse/Trust7 (Self Decl 2) Class A Common Stock 6 I By Spouse (GP) Class B Common Stock 0 2007-09-19 2007-09-19 4 J 0 L 7000 0 A Class A Common Stock 7000 14000 I By Trust (CLTR) B GRAT Class B Common Stock 0 2007-09-19 2007-09-19 4 J 0 L 152467 0 A Class A Common Stock 152467 373507 I By RA4 (CLT) B GRAT Class B Common Stock 0 2007-09-19 2007-09-19 4 J 0 L 46052 0 D Class A Common Stock 46052 0 I By Spouse/Trust Class B Common Stock 0 2007-09-19 2007-09-19 4 J 0 L 46052 0 A Class A Common Stock 46052 46052 I By Spouse Trust GRAT B-2 Class B Common Stock 0 2007-09-19 2007-09-19 4 J 0 L 33141 0 A Class A Common Stock 33141 33141 I By Spouse RAI GRAT Class B Common Stock 0 2007-09-19 2007-09-19 4 J 0 L 33141 0 D Class A Common Stock 33141 93366 I By Assoc I/Spouse Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person's spouse serves as Trustee for a Trust held for the Benefit of Reporting Person's daughter. Reporting Person d isclaims beneficial ownership of all such shares. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares. BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares. Represents shares which are held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Transfer N/A Represents the proportionate limited partnership interest in RA4 shares, which is held in a qualified annuyity interest trust for the benefit of Clara LT Rankin. Represents the proportionate limited partnership interest in RAII shares, which is held in a qualified annuity interest trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims benef icial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. No conversion or exercise occurred at this time . Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene ficial ownership of all such shares. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting P erson disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaim s beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Each trust owns 4,800 shares. Reporting Person disclaims beneficial onwership of all such shares. Reporting Person's spouse serves as the Trustee of the Alfred M. Rankin, Jr., Self-Declaration II Irrevocable Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by a Trust for the benefit of the Reporting Person's spouse, as general partner. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Constantine E. Tsipis, attorney-in-fact for Victoire G. Rankin 2008-02-14 -----END PRIVACY-ENHANCED MESSAGE-----