-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KmoTV6I6ZallZLDcTSQVGWVaDeOob1WJpi1JAsFJmhTvphID4KzHymMGUzk+Vfee KAJrH1w2jFxHwOFmO/LxYw== 0001127602-08-001044.txt : 20080214 0001127602-08-001044.hdr.sgml : 20080214 20080214160601 ACCESSION NUMBER: 0001127602-08-001044 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLARA L T CENTRAL INDEX KEY: 0000903224 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 08615475 BUSINESS ADDRESS: BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: NACCO INDUSTRIES INC STREET 2: 5875 LANDERBROOK DR CITY: MAYFIELD HGTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0202 5 2007-12-31 0 1 0000789933 NACCO INDUSTRIES INC NC 0000903224 RANKIN CLARA L T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2007-08-23 2007-08-23 5 G 0 195 0 D 54701 I By Trust (RA4) Class A Common Stock 2007-09-19 2007-09-19 4 J 0 L 2500 0 D 3083 I By Trust CLTR Class A Common Stock 2007-09-19 2007-09-19 4 J 0 L 2500 0 A 2500 I By Trust CLTR/GRAT 09 Class A Common Stock 2007-09-19 2007-09-19 4 J 0 L 54459 0 D 242 I By Trust (RA4) Class A Common Stock 2007-09-19 2007-09-19 4 J 0 L 54459 0 A 54459 I By Trust (RA4) GRAT09 Class A Common Stock 4678 I By Trust CLTR/GRAT 08 Class A Common Stock 24056 I By Trust (RA4) GRAT08 Class B Common Stock 0 2007-08-23 2007-08-23 5 G 0 545 0 D Class A Common Stock 545 153145 I By Trust (RA4) Class B Common Stock 0 2007-09-19 2007-09-19 4 J 0 L 7000 0 A 2006-03-24 2006-03-24 Class A Common Stock 7000 7000 I By Trust CLTR GRAT09 Class B Common Stock 0 2007-09-19 2007-09-19 4 J 0 L 7000 0 D Class A Common Stock 7000 0 I By Trust CLTR Class B Common Stock 2007-09-19 2007-09-19 4 J 0 L 152467 0 A Class A Common Stock 152467 152467 I By Trust (RA4) GRAT 09 Class B Common Stock 0 2007-09-19 2007-09-19 4 J 0 L 152467 0 D Class A Common Stock 152467 678 I By Trust (RA4) Class B Common Stock 0 2006-03-24 2006-03-24 Class A Common Stock 106924 106924 I By Trust/RAI/GRAT08 Class B Common Stock 0 2006-03-24 2006-03-24 Class A Common Stock 67350 67350 I By Trust (RA4) GRAT RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. N/A Reporting Person's son serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin . Represents shares which is held in a qualified annuity intesest trust for the benefit of Clara LT Rankin. Account transfer. Represents the proportionate limited partnership interest in shares held by Rankin Assoc 4, which is held in a qualified annuity interest trust for the benefit of Clara LT Rankin. Represents the proportionate limited partnership interest in shares held by Rankin Assoc I, which is held in a qualified annuity interest trust for the benefit of Clara LT Rankin. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Constantine E. Tsipis, attorney-in-fact for Clara L.T. Rankin 2008-02-14 -----END PRIVACY-ENHANCED MESSAGE-----