-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PrrzS2ZaohTzOMDUFJK3/DaL7TQVWLR/3SHpmONqRlPOxMWLcEodN9EbWRd8618U URE732Xd4GLyZdOQqrPP7g== 0001127602-08-000972.txt : 20080213 0001127602-08-000972.hdr.sgml : 20080213 20080213155149 ACCESSION NUMBER: 0001127602-08-000972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070814 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAPLIN BEATRICE B CENTRAL INDEX KEY: 0001247972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 08604552 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-08-14 0000789933 NACCO INDUSTRIES INC NC 0001247972 TAPLIN BEATRICE B NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2007-04-25 2007-04-25 5 G 0 E 9000 0 D 377000 I By Trust/Spouse Class A Common Stock 2007-05-18 2007-05-18 5 G 0 E 4000 0 D 373000 I By Trust/Spouse Class A Common Stock 2007-08-14 2007-08-14 4 J 0 300000 0 A 300000 I By Marital Trust Class A Common Stock 2007-08-14 2007-08-14 4 J 0 300000 0 D 73000 I By Trust/Spouse Class A Common Stock 2007-08-27 2007-08-27 5 G 0 E 64520 0 D 235480 I By Marital Trust Class A Common Stock 2007-11-16 2007-11-16 4 J 0 21250 0 A 21250 I Family GST Exempt Trust Class A Common Stock 2007-11-16 2007-11-16 4 J 0 21250 0 D 51750 I By Trust/Spouse Class A Common Stock 136695 I By Trust Class B Common Stock 0 2007-08-14 2007-08-14 4 J 0 310000 0 D Class A Common Stock 310000 0 I By Trust/Spouse Class B Common Stock 2007-08-14 2007-08-14 4 J 0 310000 0 A Class A Common Stock 310000 310000 I By Marital Trust Class B Common Stock 0 Class A Common Stock 27310 27310 I By Trust Held by Trust, National City Bank as Trustee, for the benefit of Thomas E. Taplin. Reporting Person disclaims beneficial ownersh ip of all such shares. Created upon death of spouse N/A The Exempt Family Trust FBO Thomas E. Taplin's Grandchildren under Agreement 1/21/66 between Thomas E. Taplin and National City Bank, as amended and restated, NCB and Bea Taplin, Trustees and their successors in trust. Transfer from one trust to another Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Constantine E. Tsipis, attorney-in-fact for Beatrice B. Taplin 2008-02-13 -----END PRIVACY-ENHANCED MESSAGE-----