-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZ80MvKw5kMUlWSvcKji1PVNG32pTbhia4UT8iv7bribT0Bnukmso7oupgpVd8wE d5itpH46p9K+EdipaOOuQw== 0001127602-07-001848.txt : 20070516 0001127602-07-001848.hdr.sgml : 20070516 20070516170957 ACCESSION NUMBER: 0001127602-07-001848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070515 FILED AS OF DATE: 20070516 DATE AS OF CHANGE: 20070516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN THOMAS T CENTRAL INDEX KEY: 0001247955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 07858641 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-05-15 0000789933 NACCO INDUSTRIES INC NC 0001247955 RANKIN THOMAS T NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 45702 I By Assoc II Class A Common Stock 2007-02-23 2007-02-23 5 G 0 E 82 0 A 3059 I By Spouse Class A Common Stock 1843 I By Assoc II/Spouse Class A Common Stock 6 I By GP Class A Common Stock 2658 I By RA4 Class A Common Stock 2007-02-23 2007-02-23 5 G 0 E 82 0 A 10246 I By Trust (Son1) Class A Common Stock 2007-02-23 2007-02-23 5 G 0 E 128 0 A 4362 I By Assoc II/Son 1 Class A Common Stock 2007-03-07 2007-03-07 5 G 0 E 103 0 D 54721 I By Trust Class A Common Stock 2007-05-15 2007-05-15 4 S 0 2000 160 D 52721 I By Trust Class B Common Stock 0 Class A Common Stock 92873 92873 I By Trust Class B Common Stock 0 Class A Common Stock 28581 28581 I By Assoc I Class B Common Stock 0 Class A Common Stock 7437 7437 I By RA4 Class B Common Stock 0 Class A Common Stock 19 19 I By GP By Spouse. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's son's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which was held by Reporting Person as Co-Trustee of trust for benefit of Reporting Person's son. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. (RMI), as general partner. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. (GP)Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. (RAIV)Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. N/A Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.-------- - - "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Charles A. Bittenbender, attorney-in-fact for Thomas T. Rankin 2007-05-16 -----END PRIVACY-ENHANCED MESSAGE-----