-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JffSxOZd1R8Hu2vXC4oO9k/Exhn82LfSZ1i+fklgjANd1Bo3yFGB3G7tWdxmiUWl uTGppeo/kBwusFnGCKhARw== 0001127602-07-001091.txt : 20070316 0001127602-07-001091.hdr.sgml : 20070316 20070316150427 ACCESSION NUMBER: 0001127602-07-001091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070315 FILED AS OF DATE: 20070316 DATE AS OF CHANGE: 20070316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CHLOE O CENTRAL INDEX KEY: 0001247951 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 07699741 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-03-15 0000789933 NACCO INDUSTRIES INC NC 0001247951 RANKIN CHLOE O NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 9993 I By Trust (Daughter1) Class A Common Stock 4731 I By Assoc II/Daughter1 Class A Common Stock 5231 I By Assoc II/Son Class A Common Stock 2116 I By Assoc II Class A Common Stock 1975 I By Spouse/RMI (Delaware) Class A Common Stock 4654 I By Trust Class A Common Stock 2007-03-15 2007-03-15 4 S 0 455 133.223 D 5964 I By Trust/Son Class A Common Stock 8231 I By Assoc II/Daughter 2 Class A Common Stock 44868 I By Assoc II/Spouse Class A Common Stock 31726 I By Spouse/Trust Class A Common Stock 5009 I By Trust (Daughter 2) Class A Common Stock 2658 I By Spouse (RA4) Class A Common Stock 6 I By GP Class B Common Stock 0 Class A Common Stock 43581 43581 I By Assoc I/Spouse Class B Common Stock 0 Class A Common Stock 97312 97312 I By Spouse/Trust Class B Common Stock 0 Class A Common Stock 7437 7437 I By Spouse (RA4) Class B Common Stock 0 Class A Common Stock 19 19 I By Spouse (GP) Held by Trust. Reporting Person's spouse is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the child. Reporting Person's Spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. GP. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares. N/A Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Constantine E. Tsipis, attorney-in-fact for Chloe O. Rankin 2007-03-16 -----END PRIVACY-ENHANCED MESSAGE-----