-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EebNJst/0gZCVn15z/E+cKr3e+ewFECY+ODS8UurzyVQnl5MpYiR8noq/1l58uuJ ul45k4+hFb5zrHXqnLCdJA== 0001127602-07-000665.txt : 20070215 0001127602-07-000665.hdr.sgml : 20070215 20070215165738 ACCESSION NUMBER: 0001127602-07-000665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070215 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN VICTOIRE G CENTRAL INDEX KEY: 0001247947 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 07628181 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-02-15 0000789933 NACCO INDUSTRIES INC NC 0001247947 RANKIN VICTOIRE G NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 1 Member of a Group Class A Common Stock 1975 I By Spouse/RMI (Delaware) Class A Common Stock 20361 I By Trust Class A Common Stock 28864 I By Assoc II/Spouse Class A Common Stock 5654 I By Assoc II/Daughter 1 Class A Common Stock 30000 I By Spouse/Trust (Unitrust) Class A Common Stock 38517 I By Spouse/Trust/Daughter 1 Class A Common Stock 2007-02-15 2007-02-15 4 A 0 21343 0 A 135445 I By Spouse/Trust Class A Common Stock 2000 I By Spouse/Trust 4 (Charities) Class A Common Stock 2116 I By Assoc II Class A Common Stock 5654 I By Assoc II/Daughter 2 Class A Common Stock 38517 I By Spouse/Trust/Daughter 2 Class A Common Stock 26608 I By Spouse/Trust 2 (Sr.) Class A Common Stock 14000 I By Spouse/IRA Class A Common Stock 28000 I By Spouse/Trust 3 (GC) Class A Common Stock 0 I By Spouse/Trust7 (Self Decl 2) Class A Common Stock 4817 I By Spouse/Trust (AssocII-BTR) Class A Common Stock 2229 I By Spouse/CLTR Class A Common Stock 6 I By Spouse (GP) Class A Common Stock 15665 I By Spouse (BTR RA4) Class A Common Stock 2657 I By Spouse (RA4) Class A Common Stock 0 I By Spouse (CLT RA4) Class A Common Stock 60000 I By Trust (Assoc II-BTR) GRAT Class A Common Stock 78952 I By RA4 (CLT) GRAT Class A Common Stock 10000 I By Trust (CLT) GRAT Class B Common Stock 0 Class A Common Stock 0 0 I By Spouse/Trust (Assoc I-CTR) Class B Common Stock 0 Class A Common Stock 126507 126507 I By Assoc I/Spouse Class B Common Stock 0 Class A Common Stock 113198 113198 I By Spouse/Trust (Assoc I-BTR) Class B Common Stock 0 Class A Common Stock 46052 46052 I By Spouse/Trust Class B Common Stock 0 Class A Common Stock 0 0 I By Spouse/Trust (CLTR) Class B Common Stock 0 Class A Common Stock 43862 43862 I By Spouse (BTR RA4) Class B Common Stock 0 Class A Common Stock 19 19 I By Spouse/Trust GP Class B Common Stock 0 Class A Common Stock 7438 7438 I By Spouse (RA4) Class B Common Stock 0 Class A Common Stock 443 443 I By Spouse (CTR RA4) Class B Common Stock 0 Class A Common Stock 221040 221040 I By RA4 (CLT) B GRAT Class B Common Stock 0 Class A Common Stock 106923 106923 I By Trust (Assoc I-CLTR) B GRAT Class B Common Stock 0 Class A Common Stock 7000 7000 I By Trust (CLTR) B GRAT Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims benef icial ownership of all such shares. Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compens ation Plan. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting P erson disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaim s beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee for a Trust held for the Benefit of Reporting Person's daughter. Reporting Person d isclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Each trust owns 4,800 shares. Reporting Person disclaims beneficial onwership of all such shares. Reporting Person's spouse serves as the Trustee of the Alfred M. Rankin, Jr., Self-Declaration II Irrevocable Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Assocates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's Spouse serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims bene ficial ownershp of all such shares . Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by a Trust for the benefit of the Reporting Person's spouse, as general partner. BTR RA4-Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Bruce T Rankin. Reporting person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person's spouse serves as the Trustee of the Trust which is held for the benefit of Clara LT Rankin. Reporting person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in RAII shares, which is held in a qualified annuity interest trust for the benefit of Bruce T. Rankin. Represents the proportionate limited partnership interest in RA4 shares, which is held in a qualified annuyity interest trust for the benefit of Clara LT Rankin. Represents shares which are held in a qualified annuity interest trust for the benefit of Clara LT Rankin. N/A Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Clara L.T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. represents the Reporting Person's spouse's proportionately limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims any beneficial ownership. Represents the proportionate limited partnership interest in Rankin Associates I, LP. shares, which is held in a qualified annuity interest trust for the benefit of Clara LT Rankin. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Constantine E. Tsipis, attorney-in-fact for Victoire G. Rankin 2007-02-15 -----END PRIVACY-ENHANCED MESSAGE-----