-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HZe3H6rRXfW6rCpyHwnxHD5QDt7FxpDFusfksm4kyFtp5npmw35B5/oBkcGm7pkF avXESP3bbv53PLxAGzCjPg== 0001127602-07-000659.txt : 20070215 0001127602-07-000659.hdr.sgml : 20070215 20070215161105 ACCESSION NUMBER: 0001127602-07-000659 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070215 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER JOHN C JR CENTRAL INDEX KEY: 0001247860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 07627579 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-02-15 0000789933 NACCO INDUSTRIES INC NC 0001247860 BUTLER JOHN C JR NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 1 VP-Corp Dev and Treasurer Member of a Group Class A Common Stock 38517 I By Spouse/Trust Class A Common Stock 1607 I By Trust-Child 1 Class A Common Stock 5654 I By Assoc II/Spouse Class A Common Stock 2800 I By IRA Class A Common Stock 2007-02-15 2007-02-15 4 A 0 832 0 A 7942 I By Trust Class A Common Stock 4213 I By Assoc II/Child 1 Class A Common Stock 4213 I Assoc II Class A Common Stock 4370 I By Assoc II/Child 2 Class A Common Stock 1452 I By Trust-Child 2 Reporting Person serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust. Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Pla n. Held by Trust, Alfred M. Rankin, Jr., Trustee, for the benefit of Reporting Person's Spouse. Reporting Person disclaims benefici al ownership of all such shares. Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person. Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- "Remark on Insider relationship to Issuer" As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Constantine E. Tsipis, attorney-in-fact for John C. Butler, Jr. 2007-02-15 -----END PRIVACY-ENHANCED MESSAGE-----