-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PCoEApHrOg/bBl84iQqPzUXBDhE+NLcVh7ZJqISkUWcA1ZT48oxptR+Vjf8FuTLg inZdykdCIVAzoBF12xQ78g== 0001127602-07-000578.txt : 20070213 0001127602-07-000578.hdr.sgml : 20070213 20070213164448 ACCESSION NUMBER: 0001127602-07-000578 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 07610855 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 form5.xml PRIMARY DOCUMENT X0202 5 2006-12-31 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247952 RANKIN CLAIBORNE R NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 NMHG Dir and Group Member Class A Common Stock 2116 I By Assoc II/Spouse Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 2006-03-24 2006-03-24 5 G 0 32 0 A 2658 I By RA4 Class A Common Stock 6 I By GP Class A Common Stock 2006-03-24 2006-03-24 5 G 0 360 0 D 45637 I By Assoc II Class A Common Stock 2006-03-24 2006-03-24 5 G 0 77 0 A 6372 I By Spouse/Trust Class A Common Stock 2006-03-24 2006-03-24 5 G 0 240 0 A 4346 I By Assoc II/Daughter1 Class A Common Stock 2006-03-24 2006-03-24 5 G 0 77 0 A 10201 I By Trust (Daughter1) Class A Common Stock 2006-03-24 2006-03-24 5 G 0 240 0 A 7846 I By Assoc II/Daughter2 Class A Common Stock 2006-03-24 2006-03-24 5 G 0 77 0 A 4927 I By Trust (Daughter2) Class A Common Stock 2006-03-24 2006-03-24 5 G 0 240 0 A 4846 I By Assoc II/Son Class A Common Stock 2006-03-24 2006-03-24 5 G 0 77 0 A 7497 I By Trust (Son) Class A Common Stock 2006-12-27 2006-12-27 5 G 0 8 0 D 34078 I By Trust Class A Common Stock 2006-12-27 2006-12-27 5 G 0 11 0 D 34067 I By Trust Class A Common Stock 2006-12-27 2006-12-27 5 G 0 144 0 D 33923 I By Trust Class A Common Stock 2006-12-27 2006-12-27 5 G 0 18 0 D 33905 I By Trust Class A Common Stock 2006-12-27 2006-12-27 5 G 0 18 0 D 33887 I By Trust Class A Common Stock 2006-12-27 2006-12-27 5 G 0 72 0 D 33815 I By Trust Class A Common Stock 2006-12-27 2006-12-27 5 G 0 8 0 D 33807 I By Trust Class A Common Stock 2006-12-27 2006-12-27 5 G 0 126 0 D 33681 I By Trust Class A Common Stock 2007-01-03 2007-01-03 5 G 0 55 0 D 33626 I By Trust Class B Common Stock 0 2006-03-24 2006-03-24 5 G 0 88 0 A Class A Common Stock 88 7437 I By (RA4) RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. N/A Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the child. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's child. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Constantine E. Tsipis, attorney-in-fact for Claiborne R. Rankin 2007-02-13 -----END PRIVACY-ENHANCED MESSAGE-----