-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DvOCGDdraw8BWcDSCmen9I7GztsVKunpCJECWXUbWlGy4T9UuOoYBkjCO3UQAz5S ufU0kJMr/GloXmKtlo3WRw== 0001127602-05-001638.txt : 20050908 0001127602-05-001638.hdr.sgml : 20050908 20050908160251 ACCESSION NUMBER: 0001127602-05-001638 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050906 FILED AS OF DATE: 20050908 DATE AS OF CHANGE: 20050908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALISON A CENTRAL INDEX KEY: 0001247944 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 051075425 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4/A 1 form4a.xml PRIMARY DOCUMENT X0202 4/A 2005-09-06 2005-09-07 0000789933 NACCO INDUSTRIES INC NC 0001247944 RANKIN ALISON A NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 MAYFIELD HEIGHTS OH 44124 1 Member of a group Class A Common Stock 2005-09-06 2005-09-06 4 J 0 1 0 D 6 I By Spouse (GP) Class A Common Stock 2005-09-06 4 J 0 249 0 D 2626 I By Spouse (RA4) Class A Common Stock 2400 I By Trust Class A Common Stock 9911 I By Assoc II/Daughter 1 Class A Common Stock 41222 I By Assoc II/Spouse Class A Common Stock 11799 I By Assoc II/Daughter 2 Class A Common Stock 1128 I By Trust (Daughter 2) Class A Common Stock 3015 I By Trust (Daughter 1) Class A Common Stock 75210 I By Spouse/Trust Class A Common Stock 2116 I By Assoc II Class A Common Stock 1975 I By Spouse/RMI (Delaware) Class B Common Stock 0 2005-09-06 2005-09-06 4 J 0 1 0 A Class A Common Stock 1 19 I By GP Class B Common Stock 0 2005-09-06 4 J 0 249 0 A Class A Common Stock 249 7349 I By Spouse (RA4) Class B Common Stock Class A Common Stock 118125 118125 I By Spouse/Trust Class B Common Stock Class A Common Stock 53581 53581 I By Assoc I/Spouse N/A (RA4) Represents Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares. Shares of Class A Common Stock held in Rankin Associates IV, L.P. exchanged for like amount of Class B Common Stock with another member of the Class B Group. GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares. -Shares of Class A Common Stock held in Rankin Associates General Partnership exchanged for like amount of Class B Common Stock with another member of the Class B Group. Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Held by Trust, Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. /s/Constantine E. Tsipis, attorney-in-fact for Alison A. Rankin 2005-09-08 -----END PRIVACY-ENHANCED MESSAGE-----