-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OdIzZjnSLQQXOR+JIm9mf2nsvEenDD697lhUWwyFFC8YEP2BAvU60h4a00Eh1obu uGbQlg8vZQxLLtKP4fWTaA== 0001127602-05-001623.txt : 20050908 0001127602-05-001623.hdr.sgml : 20050908 20050908135401 ACCESSION NUMBER: 0001127602-05-001623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050906 FILED AS OF DATE: 20050908 DATE AS OF CHANGE: 20050908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 051074892 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: NACCO INDUSTRIES INC CITY: MAYFIELD STATE: OH ZIP: 44124 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2005-09-06 0000789933 NACCO INDUSTRIES INC NC 0000904532 RANKIN ALFRED M ET AL NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 300 CLEVELAND OH 44124 1 1 1 CEO Group Member Class A Common Stock 32800 I By Trust 3 (Grandchildren) Class A Common Stock 37917 I By Trust/Daughter 2 Class A Common Stock 37917 I By Trust/Daughter 1 Class A Common Stock 2000 I By Trust 4 (Charities) Class A Common Stock 26608 I By Trust 2 (SR) Class A Common Stock 30000 I By Trust (Unitrust) Class A Common Stock 48803 I By Assoc II Class A Common Stock 14000 I By IRA Class A Common Stock 5294 I By Assoc II/Daughter 2 Class A Common Stock 1975 I By RMI (Delaware) Class A Common Stock 106615 I By Trust (AMR) Class A Common Stock 66017 I By Trust (Assoc II-BTR) Class A Common Stock 20284 I By Spouse/Trust Class A Common Stock 5294 I By Assoc II/Daughter 1 Class A Common Stock 2504 I By Trust (Self-Declaration) Class A Common Stock 14000 I By Trust (CLTR) Class A Common Stock 0 I By Trust (Assoc II-CLTR) Class A Common Stock 2116 I By Assoc II/Spouse Class A Common Stock 2005-09-06 2005-09-06 4 J 0 249 0 D 2626 I By RA4 Class A Common Stock 2005-09-06 2005-09-06 4 J 0 1 0 D 6 I By GP Class A Common Stock 2005-09-06 2005-09-06 4 J 0 7515 0 D 79110 I By RA4 (CLT) Class A Common Stock 2005-09-06 2005-09-06 4 J 0 1485 0 D 15634 I By RA4 (BTR) Class B Common Stock Class A Common Stock 113198 113198 I By Trust (Assoc I-BTR) Class B Common Stock 0 Class A Common Stock 126507 126507 I By Assoc I Class B Common Stock Class A Common Stock 46052 46052 I By Trust (AMR) Class B Common Stock 0 Class A Common Stock 106923 106923 I By Trust (Assoc I-CLTR) Class B Common Stock 0 2005-09-06 2005-09-06 4 J 0 249 0 A Class A Common Stock 249 7349 I By RA4 Class B Common Stock 0 2005-09-06 2005-09-06 4 J 0 1 0 A Class A Common Stock 1 19 I By GP Class B Common Stock 0 2005-09-06 2005-09-06 4 J 0 1485 0 A Class A Common Stock 1485 43773 I By RA4 (BTR) Class B Common Stock 0 2005-09-06 2005-09-06 4 J 0 7515 0 A Class A Common Stock 7515 221483 I By RA4 (CLT) Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Shares of Class A Common Stock held in Rankin Associates IV, L.P. exchanged for like amount of Class B Common Stock with another member of the Class B Group. N/A (GP)Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. Shares of Class A Common Stock held in Rankin Associates General Partnership exchanged for like amount of Class B Common Stock with another member of the Class B Group. Represents the Preproting Person's proportionate limited partnership interest in shares of Rankin Associates Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner. (CTR RAIV) Prepresents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Clara Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. (BTR RAIV) Represents the proportionate limited partnership interest in shares held by Rankin Associates IV, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Each trust owns 4,800 shares. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee for a Trust held for the Benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.------ Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic ial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Held in an Individual Retirement Account for the benefit of the Reporting Person. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associate II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates II, L.P. held by Rankin Management, Inc. ("RMI"), as general partner. Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic ial ownership of all such shares. Reporting Person serves as the Trustee of the Alfred M. Rankin, Jr., Self-Declaration Irrevocable Trust. Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ow nershp of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Clara L. T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Clara T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. /s/Constantine E. Tsipis, attorney-in-fact for Alfred M. Rankin, Jr. 2005-09-08 -----END PRIVACY-ENHANCED MESSAGE-----