-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A2vHy1OZBRslOoVUy1t1Y7tV7dAyrIa5kGQbcKAfr3fVlQYzd5xd1MfUJVxgkav6 TsaMqxhPbuCp8FeH7GREKA== 0000950152-98-001257.txt : 19980218 0000950152-98-001257.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950152-98-001257 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980206 FILED AS OF DATE: 19980217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-09172 FILM NUMBER: 98543759 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 2164499600 COMPANY DATA: COMPANY CONFORMED NAME: RANKIN ASSOCIATES II LP CENTRAL INDEX KEY: 0001055928 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 341856999 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499650 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 3 1 NACCO INDUSTRIES/RANKIN ASSOCIATES II--FORM 3 1 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event 4. Issuer Name and Ticker or Trading Symbol Requiring Statement Rankin Associates II, L.P. (Month/Day/Year) NACCO Industries, Inc. (NC) - ---------------------------------------- ---------------------------------------------------------------- 2/06/98 (Last) (First) (Middle) 5. Relationship of Reporting 6. If Amendment, Date of Person to Issuer Original (Month/Day/Year) c/o Rankin Management, Inc. (Check all applicable) 5875 Landerbrook Drive, Suite 300 - ---------------------------------------- -------------------------- ------------------------------ (Street) 3. IRS or Social Secur- Director X 10% Owner 7. Individual or Joint/Group ity Number of --- --- Filing (Check applicable Reporting Person Officer Other (specify line) (Voluntary) ---(give --- below) Mayfield Heights, OH 44124-4017 title below) X Form filed by One - ---------------------------------------- --- Reporting Person (City) (State) (Zip) Form filed by More than --- One Reporting Person. - ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Beneficially Owned - ------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Direct (D) or Indirect (I) Ownership (Instr. 4) (Instr. 5) (Instr. 4) - ---------------------------------- -------------------------- -------------------------------- ---------------------------------- CLASS A COMMON STOCK 738,295 D - ---------------------------------- -------------------------- -------------------------------- ---------------------------------- - ---------------------------------- -------------------------- -------------------------------- ---------------------------------- - ---------------------------------- -------------------------- -------------------------------- ---------------------------------- ================================== ========================== ================================ ==================================
* If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) Page 1 of 2 2
FORM 3(CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of Securities 4. Conversion 5. Ownership Form 6. Nature of Security and Expiration Date Underlying Derivative Security or Exercise of Derivative Indirect (Instr. 4) (Month/Day/Year) (Instr. 4) Price of Security: Beneficial Derivative Direct (D) or Ownership Security Indirect (I) (Instr. 5) ----------------------------------------------------------- (Instr. 5) Date Expiration Title Amount or Number Exercisable Date of Shares - ---------------------- ------------- ---------- ---------------------------------- --------------- ------------------ -------------- - ---------------------- ------------- ---------- ---------------------------------- --------------- ------------------ -------------- - ---------------------- ------------- ---------- ---------------------------------- --------------- ------------------ -------------- - ---------------------- ------------- ---------- ---------------------------------- --------------- ------------------ -------------- - ---------------------- ------------- ---------- ---------------------------------- --------------- ------------------ -------------- - ---------------------- ------------- ---------- ---------------------------------- --------------- ------------------ -------------- - ---------------------- ------------- ---------- ---------------------------------- --------------- ------------------ -------------- - ---------------------- ------------- ---------- ---------------------------------- --------------- ------------------ -------------- ====================== ============= ========== ================================== =============== ================== ==============
Explanation of Responses: ++ Constantine E. Tsipis, by signing his name hereto, does hereby sign this Form 3 on behalf of the above named Reporting Person pursuant to a Power of Attorney executed by such Reporting Person and filed with the Commission herewith. /s/ Constantine E. Tsipis February 16 , 1998 ------------------------------ -------------------- **Signature of Reporting Person Date By: CONSTANTINE E. TSIPIS++ For: RANKIN MANAGEMENT, INC. as general and managing partner of RANKIN ASSOCIATES II, L.P. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. (Print or Type Responses) Page 2 of 2 3 POWER OF ATTORNEY ----------------- KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Charles A. Bittenbender, Constantine E. Tsipis and Thomas C. Daniels, and each of them, as the true and lawful attorney or attorneys-in-fact, with full power of substitution and revocation, for the undersigned and in the name, place and stead of the undersigned, in any and all capacities, to execute, on behalf of the undersigned, any and all statements or reports under Section 16 of the Securities Exchange Act of 1934, as amended, with respect to the beneficial ownership of shares of Class A Common Stock, par value $1.00 per share, of NACCO Industries, Inc. (the "Company") and Class B Common Stock, par value $1.00 per share, of the Company, including, without limitation, all initial statements of beneficial ownership on Form 3, all statements of changes of beneficial ownership on Form 4 and all annual statements of beneficial ownership on Form 5 and any and all other documents that may be required, from time to time, to be filed with the Securities and Exchange Commission, to execute any and all amendments or supplements to any such statements or forms, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting to said attorney or attorneys-in-fact, and each of them, full power and authority to do so and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorney or attorneys-in-fact or any of them or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof. RANKIN ASSOCIATES II, L.P. By: RANKIN MANAGEMENT, INC. Managing Partner By: /S/ Alfred M. Rankin, Jr. ---------------------------------------------- Alfred M. Rankin, Jr., President Date: February 13, 1998 -----END PRIVACY-ENHANCED MESSAGE-----