-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jaf1bxIg9DYnTsG25VVI0qyILQQjor1/wmgdvRO6Vb2Ni18M/nQeH1H6aZ3ZFurx pEOZ0vP29oAwrj3Da0aM7A== 0000950152-06-007459.txt : 20060906 0000950152-06-007459.hdr.sgml : 20060906 20060906155629 ACCESSION NUMBER: 0000950152-06-007459 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060829 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060906 DATE AS OF CHANGE: 20060906 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 061076742 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 8-K 1 l22224ae8vk.htm NACCO INDUSTRIES, INC. 8-K NACCO Industries, Inc. 8-K
 

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 29, 2006
NACCO Industries, Inc.
 
(Exact name of registrant as specified in its charter)
         
Delaware   1-9172   34-61505819
         
(State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)
         
5875 Landerbrook Drive
Cleveland, Ohio
      44124-4017
         
(Address of principal executive offices)       (Zip Code)
Registrant’s telephone number, including area code (440) 449-9600
 
N/A
 
(Former name or former address, if changed since last report.)
     Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 1.01 Entry into a Material Definitive Agreement.
     On August 29, 2006, NMHG Oregon, LLC, a wholly owned subsidiary of NACCO Industries, Inc. and NACCO Materials Handling Group, Inc. (“NMHG”), entered into an Agreement for Services (the “Consulting Agreement”) with Reginald R. Eklund, the former President and Chief Executive Officer of NMHG. Mr. Eklund retired from NMHG on June 30, 2006.
     Under the Consulting Agreement, which is effective as of July 1, 2006, Mr. Eklund agrees to continue to perform services as an independent director of Sumitomo NACCO Materials Handling Co., Ltd., a 50% joint venture between NMHG and Sumitomo Heavy Industries, which is located in Japan. Mr. Eklund will receive fees in the amount of $3,000 per day for services as an independent director and $1,500 per day for travel pay, as well as reimbursement for documented travel and entertainment expenses. The Consulting Agreement may be terminated by either party upon written notice.
     The Consulting Agreement is attached to this Current Report on Form 8-K as Exhibit 10.1 and is hereby incorporated herein by reference. The foregoing summary of the Consulting Agreement is qualified in its entirety by reference to the full text of the Consulting Agreement, which is attached hereto as Exhibit 10.1.
Item 9.01 Financial Statements and Exhibits.
          (d) Exhibits.
         
Exhibit No.   Exhibit Description
       
 
  10.1    
Agreement for Services between NMHG Oregon, LLC and Reginald R. Eklund, Effective July 1, 2006

2


 

SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  NACCO INDUSTRIES, INC.
 
 
  By:   /s/ Charles A. Bittenbender    
  Name:   Charles A. Bittenbender   
  Title:   Vice President, General Counsel and Secretary   
 
Date: September 6, 2006

3


 

EXHIBIT INDEX
         
Exhibit No.   Exhibit Description
       
 
  10.1    
Agreement for Services between NMHG Oregon, LLC and Reginald R. Eklund, Effective July 1, 2006

4

EX-10.1 2 l22224aexv10w1.htm EX-10.1 EX-10.1
 

Exhibit 10.1
Agreement for Services
Effective July 1, 2006
NMHG Oregon, LLC will pay Mr. Reginald R. Eklund the following fees for services provided as an independent contractor to NMHG Oregon, LLC or its affiliate NACCO Materials Handling Group, Inc.:
         
Daily travel pay
  $1,500 per day
 
       
Daily consulting services
  $3,000 per day
In addition, Mr. Eklund will be reimbursed for all related travel and entertainment expenses. Mr. Eklund agrees to provide receipts for these expenses to NMHG Oregon, LLC. This Agreement may be terminated by either party upon written notice.
The scope of this agreement is restricted to Mr. Eklund’s participation as an independent director of Sumitomo NACCO Materials Handling Co., Ltd.
         
/s/ Michael P. Brogan
 
Michael P. Brogan
President and Chief Executive Officer
NMHG Oregon, LLC
               
 
       
/s/ Reginald R. Eklund
 
Reginald R. Eklund
       

-----END PRIVACY-ENHANCED MESSAGE-----