-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K+xvYakREhkodqXTMJt2vP8UhIq1KN1Gm+Ik4BdDzrW/ip6Nsy4+qQWFrPrIot3C 6sGSjWMmmNFDSHGDFxe4ew== 0000950152-02-003104.txt : 20020418 0000950152-02-003104.hdr.sgml : 20020418 ACCESSION NUMBER: 0000950152-02-003104 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020417 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 02613979 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBRROK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 8-K 1 l93857ae8-k.txt NACCO INDUSTRIES, INC. FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 17, 2002 -------------- NACCO INDUSTRIES, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 1-9172 34-1505819 -------- ------ ---------- (State or other (Commission File Number) (IRS Employer Jurisdiction of Identification Number) Incorporation) 5875 Landerbrook Drive, Mayfield Heights, Ohio 44124 --------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's Telephone Number, including area code: (440) 449-9600 -------------- N/A -------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 5. Other Events On April 17, 2002, NACCO Industries, Inc. ("NACCO") issued a news release announcing that NACCO's subsidiary, NMHG Holding Co., is planning to issue $250,000,000 of Senior Notes due 2009 in a private placement to certain institutional investors. The April 17, 2002 news release, a copy of which is attached hereto as Exhibit 99.1, is incorporated herein by reference. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (a) Financial Statements of Business Acquired. Not applicable (b) Pro Forma Financial Information. Not applicable (c) Exhibits 99.1 - News Release, dated April 17, 2002 Signature Pursuant to the requirements of the Securities Exchange Act of 1934, NACCO has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NACCO INDUSTRIES, INC. By: /s/ J. C. Butler, Jr. ------------------------------ Name: J. C. Butler, Jr. Title: Vice President, Corporate Development and Treasurer Dated: April 17, 2002 Exhibit Index Exhibit Number Exhibit Description - -------------- ------------------- 99.1 News Release, dated April 17, 2002 EX-99.1 3 l93857aex99-1.txt EX-99.1 Exhibit 99.1 For Immediate Release Wednesday, April 17, 2002 NACCO INDUSTRIES, INC. ANNOUNCES PLANS FOR A PRIVATE PLACEMENT BY ITS SUBSIDIARY NMHG HOLDING CO. OF $250,000,000 SENIOR NOTES DUE 2009 Mayfield Heights, Ohio, April 17, 2002 - NACCO Industries, Inc. (NC-NYSE) today announced that its wholly owned subsidiary, NMHG Holding Co., is planning to issue $250,000,000 of Senior Notes due 2009 in a private placement to certain institutional investors. The purpose of this private placement is to refinance existing indebtedness. NMHG Holding Co. expects to complete the private placement in the next few weeks. These securities have not been registered under the Securities Exchange Act of 1933, and may not be offered or sold in the Untied States absent registration or an applicable exemption from the registration requirements of the Securities Act. This news release does not constitute an offer to sell or the solicitation of an offer to buy these securities, nor will there be any sale of these securities in any jurisdiction where such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such jurisdiction. The statements in this press release regarding the timing of the proposed private placement and its terms are forward-looking statements that involve risks and uncertainties, including, but not limited to, market conditions and the price and market for the securities proposed to be offered. -----END PRIVACY-ENHANCED MESSAGE-----