-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WL9S0V+pJBxby9PXqlB0t1q0A1grHNX4JQIEa18VAP0YjfvTuxB5+43W7jCf7Ig3 MCF+k8aJ6WPNKMowvQCEqQ== 0000789933-04-000320.txt : 20040709 0000789933-04-000320.hdr.sgml : 20040709 20040709154422 ACCESSION NUMBER: 0000789933-04-000320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040709 FILED AS OF DATE: 20040709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALISON A CENTRAL INDEX KEY: 0001247944 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 04908116 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBRROK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-07-09 0 0000789933 NACCO INDUSTRIES INC NC 0001247944 RANKIN ALISON A 5875 LANDERBROOK DRIVE SUITE 300 MAYFIELD HEIGHTS OH 44124 0 0 0 1 Member of a group Class A Common Stock 1779 I By Assoc II Class A Common Stock 8563 I By Assoc II/Daughter 1 Class A Common Stock 10451 I By Assoc II/Daughter 2 Class A Common Stock 3770 I By Assoc II/Spouse Class A Common Stock 2000 I By Spouse/RMI (Delaware) Class A Common Stock 2004-07-07 2004-07-07 4 J 0 1940 D 82697 I By Spouse/Trust Class A Common Stock 2004-07-07 2004-07-07 4 J 0 7487 D 75210 I By Spouse/Trust Class A Common Stock 2400 I By Trust Class A Common Stock 3015 I By Trust (Daughter 1) Class A Common Stock 1128 I By Trust (Daughter 2) Class B Common Stock Class A Common Stock 35000 I By Assoc I/Spouse Class B Common Stock 2004-07-07 2004-07-07 4 J 0 7487 A Class A Common Stock 7487 116185 I By Spouse/Trust Class B Common Stock 2004-07-07 2004-07-07 4 J 0 1940 A Class A Common Stock 1940 118125 I By Spouse/Trust Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Pe rson disclaims beneficial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. Reporting Person's spouse exchanged shares of Class A Common Stock for like amount of Class B Common Stock with another member of the Class B Group. N/A Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin. Held by Trust, Reporting Person is Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficia l ownership of all such shares. Represents the Reporting Person's spouse proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares. Charles A. Bittenbender/Attorney-in-fact 2004-07-09 -----END PRIVACY-ENHANCED MESSAGE-----