-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PJXzD/tC7RwzLyG6grSB0G7OFluEo4NkCWWaK7FfbEQrYNYW0tWfh91EwS7Z2uHA UXKWqg/8cFHPMoC6V1jCiQ== 0000789933-04-000314.txt : 20040709 0000789933-04-000314.hdr.sgml : 20040709 20040709154247 ACCESSION NUMBER: 0000789933-04-000314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040708 FILED AS OF DATE: 20040709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN VICTOIRE G CENTRAL INDEX KEY: 0001247947 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 04908109 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBRROK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-07-08 0 0000789933 NACCO INDUSTRIES INC NC 0001247947 RANKIN VICTOIRE G 5875 LANDERBROOK DRIVE SUITE 300 MAYFIELD HEIGHTS OH 44124 0 0 0 1 Member of a Group Class A Common Stock 1779 I By Assoc II Class A Common Stock 3946 I By Assoc II/Daughter 1 Class A Common Stock 3946 I By Assoc II/Daughter 2 Class A Common Stock 2762 I By Assoc II/Spouse Class A Common Stock 14000 I By Spouse/CLTR Class A Common Stock 14000 I By Spouse/IRA Class A Common Stock 2000 I By Spouse/RMI (Delaware) Class A Common Stock 2004-03-09 2004-03-09 4 A 0 3526 A 104636 I By Spouse/Trust Class A Common Stock 2004-07-07 2004-07-07 4 J 0 9428 D 95208 I By Spouse/Trust Class A Common Stock 128456 I By Spouse/Trust (AssocII-BTR) Class A Common Stock 224435 I By Spouse/Trust (AssocII-CTR) Class A Common Stock 30000 I By Spouse/Trust (Unitrust) Class A Common Stock 26608 I By Spouse/Trust 2 (Sr.) Class A Common Stock 33600 I By Spouse/Trust 3 (GC) Class A Common Stock 2000 I By Spouse/Trust 4 (Charities) Class A Common Stock 279343 I By Spouse/Trust 5 (QAIT-CLT) Class A Common Stock 11225 I By Spouse/Trust 6 (Self-Decl) Class A Common Stock 34169 I By Spouse/Trust/Daughter 1 Class A Common Stock 34169 I By Spouse/Trust/Daughter 2 Class A Common Stock 3775 I By Spouse/Trust7 (Self Decl 2) Class A Common Stock 20284 I By Trust Class B Common Stock Class A Common Stock 107926 I By Assoc I/Spouse Class B Common Stock Class A Common Stock 7000 I By Spouse/CLTR Class B Common Stock 2004-07-07 2004-07-07 4 J 0 9428 A Class A Common Stock 9428 46052 I By Spouse/Trust Class B Common Stock Class A Common Stock 113198 I By Spouse/Trust (Assoc I-BTR) Class B Common Stock Class A Common Stock 74053 I By Spouse/Trust (Assoc I-CTR) Class B Common Stock Class A Common Stock 107194 I By Spouse/Trust 5 (QAIT-CLT) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.-------- Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's Spouse serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims bene ficial ownershp of all such shares . Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting P erson disclaims beneficial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compens ation Plan. N/A Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person's spouse exchanged shares of Class A Common Stock for like amount of Class B Common Stock with another member o f the Class B Group. Represents the proportionate limited partnership interest in shares held by Rankin Assocates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate lmited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Clara L.T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaim s beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Each trust owns 4,800 shares. Reporting Person disclaims beneficial onwership of all such shares. Reporting Person's spouse serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Clara L.T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person's spouse serves as the Trustee of the Alfred M. Rankin, Jr., Self-Declaration Irrevocable Trust. Reporting Per son disclaims beneficial ownership of all such shares. Reporting Person's spouse serves as Trustee for a Trust held for the Benefit of Reporting Person's daughter. Reporting Person d isclaims beneficial ownership of all such shares. Reporting Person's spouse serves as the Trustee of the Alfred M. Rankin, Jr., Self-Declaration II Irrevocable Trust. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Represents Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. R eporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Clara L.T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Clara L.T. Rankin. Reporting Person's spouse serves as the Trustee of the Trust. Charles A. Bittenbender/Attorney-in-fact 2004-07-08 -----END PRIVACY-ENHANCED MESSAGE-----