-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N4RiZAp+8Gbfl7FlroH8tO+xwsn23yZASlUiqX+5H/Oq6fFROpMVah7VoFVylmtR brsyyeoC1LJCcCiMsq/laQ== 0000789933-04-000313.txt : 20040709 0000789933-04-000313.hdr.sgml : 20040709 20040709154225 ACCESSION NUMBER: 0000789933-04-000313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040708 FILED AS OF DATE: 20040709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 04908107 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: NACCO INDUSTRIES INC CITY: MAYFIELD STATE: OH ZIP: 44124 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBRROK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-07-08 0 0000789933 NACCO INDUSTRIES INC NC 0000904532 RANKIN ALFRED M ET AL 5875 LANDERBROOK DRIVE SUITE 300 MAYFIELD HEIGHTS OH 44124 1 1 0 1 Dir CEO Group Member Dir CEO Group Member Class A Common Stock 2762 I By Assoc II Class A Common Stock 3946 I By Assoc II/Daughter 1 Class A Common Stock 3946 I By Assoc II/Daughter 2 Class A Common Stock 1779 I By Assoc II/Spouse Class A Common Stock 14000 I By IRA Class A Common Stock 2000 I By RMI (Delaware) Class A Common Stock 20284 I By Spouse/Trust Class A Common Stock 2004-03-09 2004-03-09 4 A 0 3526 A 104636 I By Trust (AMR) Class A Common Stock 2004-07-07 2004-07-07 4 J 0 9428 D 95208 I By Trust (AMR) Class A Common Stock 128456 I By Trust (Assoc II-BTR) Class A Common Stock 224435 I By Trust (Assoc II-CLTR) Class A Common Stock 14000 I By Trust (CLTR) Class A Common Stock 3775 I By Trust (Self-Declaration 2) Class A Common Stock 11225 I By Trust (Self-Declaration) Class A Common Stock 30000 I By Trust (Unitrust) Class A Common Stock 26608 I By Trust 2 (SR) Class A Common Stock 33600 I By Trust 3 (Grandchildren) Class A Common Stock 2000 I By Trust 4 (Charities) Class A Common Stock 279343 I By Trust 5 (QAIT - CLT) Class A Common Stock 34169 I By Trust/Daughter 1 Class A Common Stock 34169 I By Trust/Daughter 2 Class B Common Stock Class A Common Stock 107926 I By Assoc I Class B Common Stock 2004-07-07 2004-07-07 4 J 0 9428 A Class A Common Stock 9428 46052 I By Trust (AMR) Class B Common Stock Class A Common Stock 113198 I By Trust (Assoc I-BTR) Class B Common Stock Class A Common Stock 74053 I By Trust (Assoc I-CLTR) Class B Common Stock Class A Common Stock 7000 I By Trust (CLTR) Class B Common Stock Class A Common Stock 107194 I By Trust 5 (QAIT - CLT) Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.-------- Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associate II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Held in an Individual Retirement Account for the benefit of the Reporting Person. Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person's spouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin. Reporting Person disclaims benefic ial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement . Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Pla n. N/A Reporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr. Reporting Person exchanged shares of Class A Common Stock for like amount of Class B Common Stock with another member of the Cla ss B Group. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Clara L. T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial o wnershp of all such shares. Reporting Person serves as the Trustee of the Alfred M. Rankin, Jr., Self-Declaration II Irrevocable Trust. Reporting Person serves as the Trustee of the Alfred M. Rankin, Jr., Self-Declaration Irrevocable Trust. Reporting Person serves as Trustee of the Clara T. Rankin Remainder Unitrust#2 u/a/d 1/5/77. Reporting Person disclaims benefic ial ownership of all such shares. Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares. Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Each trust owns 4,800 shares. Reporting Person disclaims beneficial ownership of all such shares. Reporting Person serves as Trustee of Irrevocable Trust u/a/d 9/22/88, for the Benefit of Charities for a term of 20 years and then to grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.------ Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a qualified annuity interest trust for the benefit of Clara L.T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person serves as Trustee for a Trust held for the Benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.-------- - - Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held is a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Clara T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a qualified annuity interest trust for the benefit of Clara L.T. Rankin. Reporting Person serves as the Trustee of the Trust. Charles A. Bittenbender/Attorney-in-fact 2004-07-08 -----END PRIVACY-ENHANCED MESSAGE-----