-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D+a9rzty2659bzXObKP8b6LtdSb2QGSQ5DCaxKWsCnrc4KJ1OsteoLLjTpPk2l0m zcbcMtu5NEYYtz6uxj4abA== 0000789933-04-000262.txt : 20040607 0000789933-04-000262.hdr.sgml : 20040607 20040607172024 ACCESSION NUMBER: 0000789933-04-000262 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040428 FILED AS OF DATE: 20040607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN CLAIBORNE R CENTRAL INDEX KEY: 0001247952 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 04852413 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBRROK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4/A 1 doc4a.xml PRIMARY DOCUMENT X0202 4/A 2004-04-28 2004-04-28 0 0000789933 NACCO INDUSTRIES INC NC 0001247952 RANKIN CLAIBORNE R 5875 LANDERBROOK DRIVE SUITE 300 MAYFIELD HEIGHTS OH 44124 0 0 0 1 NMHG Dir and Group Member Class A Common Stock 8208 I By Assoc II Class A Common Stock 3096 I By Assoc II/Daughter1 Class A Common Stock 6596 I By Assoc II/Daughter2 Class A Common Stock 3596 I By Assoc II/Son Class A Common Stock 1779 I By Assoc II/Spouse Class A Common Stock 4850 I By Custodian For Child Class A Common Stock 2000 I By RMI (Delaware) Class A Common Stock 2004-04-26 2004-04-26 4 S 0 500 87.23 D 9295 I By Spouse/Trust Class A Common Stock 49277 I By Trust Class A Common Stock 10124 I By Trust (Daughter1) Class A Common Stock 7790 I By Trust (Son) Class B Common Stock Class A Common Stock 25000 I Assoc I Class B Common Stock Class A Common Stock 88058 I By Trust As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person is custodian for the Daughter. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's son's proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the son. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Held by Reporting Person as custodian for Daughter. Reporting Person disclaims beneficial ownership of all such shares.--------- Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficia l ownership of all such shares. Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Held by Trust, Reporting Person is Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims benefic ial ownership of all such shares. Held by Trust, Reporting Person is Trustee for the benefit of Reporting Person's son. Reporting Person disclaims beneficial o wnership of all such shares. N/A Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.-------- - - Charles A. Bittenbender/Attorney-in-fact 2004-06-07 -----END PRIVACY-ENHANCED MESSAGE-----