-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tt0v6ugq0GQntMfVYSWzgSQnvBGOEQmi7/jYjLU+dUI0TkXHdpBwoy+4AAOWvBlQ 9hlsq7HcbwkYiI/TYtXg0g== 0000789933-04-000254.txt : 20040518 0000789933-04-000254.hdr.sgml : 20040518 20040518123659 ACCESSION NUMBER: 0000789933-04-000254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040518 FILED AS OF DATE: 20040518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER HELEN RANKIN CENTRAL INDEX KEY: 0001247868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 04815345 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBRROK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-05-18 0 0000789933 NACCO INDUSTRIES INC NC 0001247868 BUTLER HELEN RANKIN 5875 LANDERBROOK DRIVE SUITE 300 MAYFIELD HEIGHTS OH 44124 0 0 0 1 Member of a Group Class A Common Stock 3946 I By Assoc II Class A Common Stock 2962 I By Assoc II/Child 1 Class A Common Stock 2228 I By Assoc II/Child 2 Class A Common Stock 2962 I By Assoc II/Spouse Class A Common Stock 1530 I By Spouse as custodian/child 1 Class A Common Stock 1375 I By Spouse as custodian/child 2 Class A Common Stock 2800 I By Spouse/IRA Class A Common Stock 2004-03-09 2004-03-09 4 A 0 234 A 6293 I By Spouse/Trust Class A Common Stock 34169 I By Trust Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares. Held by Reporting Person's spouse as custodian for minor child. Reporting Person disclaims beneficial ownership of all such shar es. Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares. As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compens ation Plan. N/A Reporting Person's spouse serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust. Reporting Person di sclaims all beneficial ownership of all such shares. Held by Trust, Alfred M. Rankin, Jr., Trustee, for the benefit of Reporting Person. Charles A. Bittenbender/Attorney-in-fact 2004-05-18 -----END PRIVACY-ENHANCED MESSAGE-----