-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UjtJhnxVUCDVKQc/+Sl+oP4i68sRomTJKMJiflEDSAXE0YfXb3CTdDYmdkXAGrV8 caN6RSDBH8JB60lt2ThR+Q== 0000789933-04-000063.txt : 20040217 0000789933-04-000063.hdr.sgml : 20040216 20040217115802 ACCESSION NUMBER: 0000789933-04-000063 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20040217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER JOHN C JR CENTRAL INDEX KEY: 0001247860 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 04605456 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBRROK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 5 1 doc5.xml PRIMARY DOCUMENT X0201 5 2003-12-01 0 0 0 0000789933 NACCO INDUSTRIES INC NC 0001247860 BUTLER JOHN C JR 5875 LANDERBROOK DRIVE5875 LANDERBROOK D SUITE 300SUITE 300 MAYFIELD HEIGHTS OH 44124 0 1 0 0 VP-Corp Dev and Treasurer Class A Common Stock 2003-04-28 5 G 0 325 0 A 2962 I Assoc II Class A Common Stock 2003-04-28 5 G 0 325 0 A 2962 I By Assoc II/Child 1 Class A Common Stock 2003-04-28 5 G 0 326 0 A 2228 I By Assoc II/Child 2 Class A Common Stock 2003-04-28 5 G 0 325 0 A 3620 I By Assoc II/Spouse Class A Common Stock 2003-04-28 5 G 0 326 0 A 3946 I By Assoc II/Spouse Class A Common Stock 1530 I By Custodian for Child 1 Class A Common Stock 1375 I By Custodian for Child 2 Class A Common Stock 2800 I By IRA Class A Common Stock 34169 I By Spouse/Trust Class A Common Stock 6059 I By Trust As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.------- Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares. Held by Reporting Person as custodian for minor child. Reporting Person disclaims beneficial ownership of all such shares.------ Held in an Individual Retirement Account for the benefit of the Reporting Person. Held by Trust, Alfred M. Rankin, Jr., Trustee, for the benefit of Reporting Person's Spouse. Reporting Person disclaims benefici al ownership of all such shares. Reporting Person serves as Trustee with National City Bank of the J.C. Butler, Jr. Revocable Trust. Charles A. Bittenbender/Attorney-in fact 2004-02-17 -----END PRIVACY-ENHANCED MESSAGE-----