-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NWh4t97FONZNCEoO5YY6rfDvBi60EyKFbqYz5cowS9o1BlctSjpLGGFL7x/Hyo3u LpTIJXs+GVYbZgSGV+4JpQ== 0000789933-03-000151.txt : 20031016 0000789933-03-000151.hdr.sgml : 20031016 20031016164720 ACCESSION NUMBER: 0000789933-03-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAPLIN MARGARET E CENTRAL INDEX KEY: 0001247977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 03944217 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBRROK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-01 0 0000789933 NACCO INDUSTRIES INC NC 0001247977 TAPLIN MARGARET E 5875 LANDERBROOK DRIVE SUITE 300 MAYFIELD HEIGHTS OH 44124 0 0 0 1 Member of a group Class A Common Stock 2003-10-01 4 J 0 309150 D 309150 I By Spouse Class A Common Stock 2003-10-01 4 J 0 309150 A 0 I By Trust FET Class A Common Stock 2003-10-02 4 G 0 1680 D 307470 I By Trust FET Class A Common Stock 2003-10-14 4 S 0 500 78.044 D 306970 I By Trust FET Class A Common Stock 2003-10-14 4 S 0 700 78.85 D 306270 I By Trust FET Class A Common Stock 2003-10-15 4 S 0 300 78.85 D 305970 I By Trust FET Class A Common Stock 14000 I By Trust Class B Common Stock 2003-10-01 4 J 0 284728 D 2003-10-01 2003-10-01 Class A Common Stock 284728 0 I By Spouse Class B Common Stock 2003-10-01 4 J 0 284728 A 2003-10-01 2003-10-01 Class A Common Stock 284728 284728 I By Trust FET Class B Common Stock Class A Common Stock 7000 7000 I By Trust As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, as amended (the "Class B Group"), covering shares of Class B Common Stock beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Class B Common Stock owned by any other signatory to the Agreement. This was a gift/transfer. No price associated with this transaction. Reporting Person's spouse died in May of 2003. Reporting Person became trustee of this trust effective upon his death. Held through a Trust of which Reporting Person is co-trustee. Reversionary interest in shares held by Trust dated 12/18/63 for the benefit of Elizabeth E. Brown. No data needed. Charles A. Bittenbender/Attorney-in-fact 2003-10-16 -----END PRIVACY-ENHANCED MESSAGE-----