-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AYU2L9/MIdu/p/G5BJZpXqqaKBSzgEXOHyYEvzgDP3k/+0iQFjEHcpztmTxFW4GN 1Ut0T4GkIPPMqJvAi6Qf7g== 0000789933-03-000115.txt : 20030917 0000789933-03-000115.hdr.sgml : 20030917 20030917143739 ACCESSION NUMBER: 0000789933-03-000115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030916 FILED AS OF DATE: 20030917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ALFRED M ET AL CENTRAL INDEX KEY: 0000904532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09172 FILM NUMBER: 03899321 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR STREET 2: NACCO INDUSTRIES INC CITY: MAYFIELD STATE: OH ZIP: 44124 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NACCO INDUSTRIES INC CENTRAL INDEX KEY: 0000789933 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 341505819 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124-4017 BUSINESS PHONE: 4404499668 MAIL ADDRESS: STREET 1: 5875 LANDERBRROK DR CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-09-16 0 0000789933 NACCO INDUSTRIES INC NC 0000904532 RANKIN ALFRED M ET AL 5875 LANDERBROOK DR MAYFIELD HEIGHTS OH 44124 1 1 0 1 Dir CEO Group Member Dir CEO Group Member Class A Common Stock 2003-04-24 4 G 0 326 0 A 2762 I By Assoc II Class A Common Stock 2003-04-24 4 G 0 651 0 A 3946 I By Assoc II/Daughter 1 Class A Common Stock 2003-04-24 4 G 0 651 0 A 3946 I By Assoc II/Daughter 2 Class A Common Stock 2003-04-24 4 G 0 325 0 A 1779 I By Assoc II/Spouse Class A Common Stock 2003-04-24 4 G 0 3258 0 D 128131 I By Trust (Assoc II-BTR) Class A Common Stock 2003-04-24 4 G 0 325 0 A 128456 I By Trust (Assoc II-BTR) Class A Common Stock 2003-04-24 4 G 0 8470 0 D 134630 I By Trust (Assoc II-CLTR) Class A Common Stock 2003-09-15 4 J 0 14000 0 A 14000 I By Trust (CLTR) Class B Common Stock 2003-09-15 2003-09-15 4 J 0 7000 0 A 2003-09-15 Class A Common Stock 7000 7000 I By Trust (CLTR) As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement . Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associate II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Represents the proportionate limited partnership interest in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Clara L. T. Rankin. Reporting Person serves as the Trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares. Distribution of reversionary interest in shares held by Trust u/a/d 12/18/63 for the benefit of Elizabeth E. Brown. Reporting Person serves as Trustee of a Trust for the benefit of the Clara L.T. Rankin. Reporting Person disclaims beneficial ow nershp of all such shares. No conversion or exercise occurred at this time . Charles A. Bittenbender/Attorney-in-fact 2003-09-17 -----END PRIVACY-ENHANCED MESSAGE-----