13F-HR 1 p10-0333form13fhr.txt CHARTER OAK PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT, CT 06880 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS, L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 02/16/10 ------------------------ ------------------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 30 ------------- Form 13F Information Table Value Total: $201,517 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-12871 CHARTER OAK MANAGEMENT GP LLC, GENERAL PARTNER Form 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- ----------- -------- ------- --- ----- ----------- -------- ------- ------ ---- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- ----------- -------- ------- --- ----- ----------- -------- ------- ------ ---- AMERICAN AXLE & MFG HLDGS IN COM 024061103 2,920 364,064 SH SOLE 1 364,064 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 10,757 480,022 SH SOLE 1 480,022 0 0 ANADARKO PETE CORP COM 032511107 7,598 121,730 SH SOLE 1 121,730 0 0 AQUA AMERICA INC COM 03836W103 5,808 331,703 SH SOLE 1 331,703 0 0 CEPHALON INC COM 156708109 15,771 252,666 SH SOLE 1 252,666 0 0 DYNEGY INC DEL CL A 26817G102 762 421,031 SH SOLE 1 421,031 0 0 EOG RES INC COM 26875P101 9,840 101,129 SH SOLE 1 101,129 0 0 EVEREST RE GROUP LTD COM G3223R108 16,557 193,246 SH SOLE 1 193,246 0 0 FEDEX CORP COM 31428X106 3,182 38,129 SH SOLE 1 38,129 0 0 GRANITE CONSTR INC COM 387328107 8,511 252,845 SH SOLE 1 252,845 0 0 HUMAN GENOME SCIENCES INC COM 444903108 21,585 705,868 SH SOLE 1 705,868 0 0 ITC HLDGS CORP COM 465685105 1,008 19,348 SH SOLE 1 19,348 0 0 JPMORGAN CHASE & CO COM 46625H100 6,314 151,531 SH SOLE 1 151,531 0 0 KAR AUCTION SVCS INC COM 48238T109 3,138 227,539 SH SOLE 1 227,539 0 0 KROGER CO COM 501044101 6,229 303,386 SH SOLE 1 303,386 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 1,474 52,865 SH SOLE 1 52,865 0 0 LOWES COS INC COM 548661107 1,465 62,613 SH SOLE 1 62,613 0 0 MCDONALDS CORP COM 580135101 8,840 141,578 SH SOLE 1 141,578 0 0 MYLAN INC COM 628530107 10,447 566,865 SH SOLE 1 566,865 0 0 O REILLY AUTOMOTIVE INC COM 686091109 1,129 29,630 SH SOLE 1 29,630 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9,861 121,223 SH SOLE 1 121,223 0 0 PFIZER INC COM 717081103 9,197 505,585 SH SOLE 1 505,585 0 0 PREMIER EXIBITIONS INC COM 74051E102 782 539,503 SH SOLE 1 539,503 0 0 RADNET INC COM 750491102 487 238,802 SH SOLE 1 238,802 0 0 SOUTH JERSEY INDS INC COM 838518108 1,035 27,098 SH SOLE 1 27,098 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 7,120 367,397 SH SOLE 1 367,397 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 5,681 101,129 SH SOLE 1 101,129 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 7,568 280,912 SH SOLE 1 280,912 0 0 WAL MART STORES INC COM 931142103 12,644 236,557 SH SOLE 1 236,557 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 3,807 195,327 SH SOLE 1 195,327 0 0