-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUGOwg8s+mtTIXpmq/kcZG8zdVISyQUrLW8iIvSSqihFy432KJNeW2DLoxtrOTqp chA6oKYnAkCGgaFhUTbbfA== 0000902664-09-003899.txt : 20091116 0000902664-09-003899.hdr.sgml : 20091116 20091116102306 ACCESSION NUMBER: 0000902664-09-003899 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER OAK PARTNERS/CT CENTRAL INDEX KEY: 0000789930 IRS NUMBER: 132869339 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01685 FILM NUMBER: 091184214 BUSINESS ADDRESS: STREET 1: 10 WRIGH ST BLDG B STREET 2: 4TH FL CITY: WESTPORT STATE: CT ZIP: 06877 MAIL ADDRESS: STREET 1: 10 WRIGHT STREET CITY: WESTPORT STATE: CT ZIP: 06881 FORMER COMPANY: FORMER CONFORMED NAME: FINE JERROLD N DATE OF NAME CHANGE: 19921030 13F-HR 1 p09-1921form13fhr.txt CHARTER OAK PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CHARTER OAK PARTNERS -------------------------------------------------- Address: 10 WRIGHT STREET -------------------------------------------------- WESTPORT, CT 06880 -------------------------------------------------- Form 13F File Number: 28-01685 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: FINE PARTNERS, L.P. -------------------------------------------------- Title: JERROLD N. FINE, GENERAL PARTNER -------------------------------------------------- Phone: 203-226-7591 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Jerrold N. Fine Westport, CT 11/16/09 --------------------- ------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------- Form 13F Information Table Entry Total: 33 ------------- Form 13F Information Table Value Total: $201,696 ------------- (in thousands) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 28-12871 CHARTER OAK MANAGEMENT GP LLC, GENERAL PARTNER
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------- -------------- -------- ------------ ------- -- ---- ---------- ------- ------------------- AMGEN INC COM 031162100 6,023 100,000 SH SOLE 100,000 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 7,976 400,000 SH SOLE 400,000 0 0 ANADARKO PETE CORP COM 032511107 7,561 120,527 SH SOLE 120,527 0 0 BANK OF AMERICA CORPORATION COM 060505104 8,460 500,000 SH SOLE 500,000 0 0 CEPHALON INC COM 156708109 11,648 200,000 SH SOLE 200,000 0 0 CISCO SYS INC COM 17275R102 11,770 500,000 SH SOLE 500,000 0 0 COOPER INDUSTRIES PLC SHS G24140108 5,636 150,000 SH SOLE 150,000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 3,889 433,992 SH SOLE 433,992 0 0 DENNYS CORP COM 24869P104 133 50,000 SH SOLE 50,000 0 0 DIRECTV GROUP INC COM 25459L106 690 25,000 SH SOLE 25,000 0 0 DYNEGY INC DEL CL A 26817G102 1,063 416,711 SH SOLE 416,711 0 0 EVEREST RE GROUP LTD COM G3223R108 16,776 191,284 SH SOLE 191,284 0 0 FEDEX CORP COM 31428X106 2,840 37,755 SH SOLE 37,755 0 0 HUMAN GENOME SCIENCES INC COM 444903108 22,906 1,217,100 SH SOLE 1,217,100 0 0 ITC HLDGS CORP COM 465685105 870 19,149 SH SOLE 19,149 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 1,202 52,506 SH SOLE 52,506 0 0 LOWES COS INC COM 548661107 3,916 187,028 SH SOLE 187,028 0 0 MANITOWOC INC COM 563571108 1,894 200,000 SH SOLE 200,000 0 0 MCDONALDS CORP COM 580135101 5,713 100,100 SH SOLE 100,100 0 0 MYLAN INC COM 628530107 15,392 961,414 SH SOLE 961,414 0 0 O REILLY AUTOMOTIVE INC COM 686091109 1,755 48,574 SH SOLE 48,574 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 9,408 120,000 SH SOLE 120,000 0 0 PARTNERRE LTD COM G6852T105 989 12,853 SH SOLE 12,853 0 0 PFIZER INC COM 717081103 8,275 500,000 SH SOLE 500,000 0 0 PREMIER EXIBITIONS INC COM 74051E102 561 539,503 SH SOLE 539,503 0 0 RADNET INC COM 750491102 1,598 616,987 SH SOLE 616,987 0 0 SOUTH JERSEY INDS INC COM 838518108 982 27,825 SH SOLE 27,825 0 0 SOUTHWEST AIRLS CO COM 844741108 2,400 250,000 SH SOLE 250,000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 7,138 363,628 SH SOLE 363,628 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 10,112 200,000 SH SOLE 200,000 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 7,173 278,020 SH SOLE 278,020 0 0 WAL MART STORES INC COM 931142103 11,513 234,535 SH SOLE 234,535 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 3,434 193,995 SH SOLE 193,995 0 0
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